Since 2020, Paul Leone has been working in Ultimus Fund Solutions situated 1323, 1323. This person is a competent Vice President and Senior Counsel with over 32 years of work experience. According to Paul's CV and work profile, Paul Leone has worked at more than 16 companies with numerous backgrounds and gained different skills. Paul attended school at the Golden Gate University School of Law from 1993. This professional has professional certification in License 25028 and License 170908. Paul can be found in Denver, Colorado – where the professional is currently located. You can search for this expert's contacts. We can also provide you with exhaustive contact information upon request.
Name variants:
Pauly Leone,
Pablo Leone
Last updated Jun 12, 2024
Contact Information
Workplace
Vice President and Senior Counsel
Cincinnati, OH
Industry
Financial Services, Security Broker/Dealer, Misc Intermediation, Mutual Funds
Colleagues
Work History
Vice President and Senior Counsel
225 Pictoria Dr SUITE 450, Cincinnati, OH 45246
from Aug 2020
Attorney
Specialized in representing registered investment advisers and compliance consulting.
Sep 2014 — May 2015
Vice President and Associate Counsel
1290 Broadway SUITE 1100, Denver, CO 80203
Extensive managerial and functional responsibilities for virtually all legal aspects of a wide variety of registered investment company clients including: open-end funds, closed-end funds, a...
Apr 2010 — Aug 2014
Deputy Chief Compliance Officer
Boston, MA
Substantial managerial and functional responsibilities for all compliance functions of a large mutual fund complex, investment adviser, and FINRA-registered distributor including virtually ...
Oct 2005 — Dec 2009
General Counsel and Chief Compliance Officer
8020 Excelsior Dr SUITE 402, Madison, WI 53717
Jan 2003 — Oct 2005
Education
1991 — 1993
1981 — 1985
Occupations
Executive
Vice President
Chief Executive
Skills
Finra
Mutual Funds
Securities
Series 24
Alternative Investments
Series 7
Securities Regulation
Investments
Asset Managment
Equities
Investment Strategies
Asset Management
Investment Management
Asset Allocation
Corporate Finance
Financial Services
Trading
Wealth Management
Retirement Planning
Bloomberg
Fixed Income
Hedge Funds
Financial Regulation
Finance
Corporate Governance
Private Equity
Risk Management
Due Diligence
Portfolio Management
Etfs
Corporate Law
Retirement
Uniform Combined State Law
Derivatives
Broker Dealer
Capital Markets
Investment Advisory
FAQs about Paul Leone
What is the main profession of Paul Leone?
This professional's job is Vice President and Senior Counsel
What jobs is Paul proficient at at?
Paul is a professional such jobs as Executive and Vice President.
Where does Paul Leone live?
The professional lives in Denver, Colorado.
What is the professional's email?
The professional's email is pa**@q.com.
How many companies did Paul Leone work at?
Paul Leone worked at 16 jobs.
Where has Paul Leone studied?
Paul studied at the Golden Gate University School of Law from 1993.
Are there any certifications Paul Leone has?
The professional received the following certifications: License 25028 and License 170908.
What is the industry that Paul Leone is connected to?
This person works in Investment Management industry.