David James

Executive Vice President and Chief Legal and Risk

We found the following information about David James at Ultimus Fund Solutions, Llc, where this professional has worked as a Executive Vice President, General Counsel and Director of Fund Administration since 2018. David's total work experience is over 11 years, during which time this professional had at least four jobs at different places to develop professional skills. David studied at the Seton Hall University to 2022. Currently, David James is located in Boston, Massachusetts. You can contact with David by looking for phone or email address or get further information by requesting access to David James's further details from us.
Name variants:
Daved James, Dayvid James, Dave James, Davey James, Davie James, Davy James
Last updated Apr 29, 2024

Contact Information

Last Update
Jul 5, 2022
Email
dj**@davejames.com, dj**@statestreet.com
Location
Boston, MA

Workplace

Ultimus Fund Solutions, LLC
Executive Vice President, General Counsel and Director of Fund Administration

Cincinnati, OH

Industry

Financial Services, Security Broker/Dealer, Misc Intermediation, Mutual Funds

Work History

Executive Vice President, General Counsel and Director of Fund Administration

225 Pictoria Dr SUITE 450, Cincinnati, OH 45246
from Jul 2018

Managing Director and Managing Counsel

1 Lincoln St, Boston, MA 02135
Mr. James served as the head of State Street Fund Administration Legal Department; a group of over 50 attorneys and paralegals that provide legal regulatory services to over 60 mutual fund c...
May 2015 — Jul 2018

Vice President and Counsel

Managing and supervising a team of 10 junior attorneys, managers and paralegals (including 2 direct reports) Managing the client relationship and the delivery of all legal services to four...
2006 — 2009

Associate Counsel and Assistant Vice President

1 Lincoln St, Boston, MA 02135
Managing and supervising paralegals and law clerks Managing the client relationship for five mutual fund complexes (including master-feeder and securities lending cash collateral investmen...
2000 — 2005

Occupations

Executive
Executive Vice President
Lawyer
General Counsel
Director
Accountant
Finance and Accounting Specialist
Vice President
Chief Executive
Of Counsel
Legal Counsel
Operations Manager
Accounting Bookkeeper
Bookkeeper

Skills

Securities
Investment Company Act
Financial Services
Securities Regulation
Mutual Funds
Corporate Governance
Financial Regulation
Public Speaking
Investment Management
Hedge Funds
Customer Service
Business Strategy
Strategic Planning
Investments
Asset Management
Legal Research
Mergers and Acquisitions
Research
Due Diligence
Equities
Fund Administration
Etfs
Etf
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