With work experience over 22 years, this professional is currently working at Alaric Compliance Services as a Director / Chief Compliance Officer / Consultant. Joseph received his education from 1981 to 1985 at the Syracuse University. Joseph M Dibartolo can be found in New York, New York. To contact directly Joseph, you can look for their phone number or email or get exhaustive information by requesting access to the professional's further details.
Name variants:
Jozeph Dibartolo,
Joe Dibartolo,
Joey Dibartolo,
Jo Dibartolo,
Jos Dibartolo,
Jody Dibartolo,
Guiseppe Dibartolo,
Sepp Dibartolo
Last updated May 24, 2024
Contact Information
Last Update
Jul 8, 2022
Email
jd**@alariccompliance.com, jo**@msn.com
Location
New York, NY
Company
Workplace
Director / Chief Compliance Officer / Consultant
New York, NY
Industry
Financial Services, Services-Misc
Colleagues
Work History
Director / Chief Compliance Officer / Consultant
CCO / Consultant to RIA, hedge funds and private equity clients with Alaric Compliance Services, LLC specializing in compliance outsourcing (CCO) in addition to building or enhancing complia...
from Mar 2009
Senior Compliance Officer / Chief Compliance Officer to four affiliated RIA's
New York, NY
Responsible for various asset management compliance activities supporting the parent company’s institutional and private clients (hi net worth) asset management businesses and affiliated inv...
Jun 2001 — Jan 2009
Compliance Manager
Managed the compliance function supporting the PALP-East business units comprised of Oppenheimer Capital, OpCap Advisers, PIMCO Equity Advisors, PIMCO Private Client Services, PIMCO Internat...
Nov 1999 — May 2001
Head of Compliance / Manager
Primarily responsible for management oversight of the compliance and corporate secretarial functions supporting the New York regional asset management business for HSBC Holdings Group. Seco...
Jan 1997 — Jul 1999
Senior Compliance Analyst
Conducted and supervised annual asset management compliance examinations and special projects for 22 asset management groups and subsidiaries involving all functions of investment management...
Jan 1987 — Dec 1996
Assistant Examiner
Assisted in the examination of the bank's various operations.
Oct 1986 — Dec 1987
Education
1981 — 1985
Occupations
Executive
Director
Director of Quality Control
Counselor
Sales Specialist
Agent
Accountant
Finance and Accounting Specialist
Compliance Officer
Bank Examiner
Sales Agent
Operations Manager
Compliance Manager
Advisor
Sales Representative
Accounting Bookkeeper
Bookkeeper
Financial Compliance Examiner
Auditor
Skills
Hedge Funds
Equities
Investment Management
Mutual Funds
Investments
Asset Management
Securities
Financial Services
Investment Advisory
Fixed Income
Private Equity
Capital Markets
Finra
Commodity
Alternative Investments
Sec
Financial Advisory
Anti Money Laundering
Securities Regulation
Fund of Funds
FAQs about Joseph M Dibartolo
What is the main profession of Joseph M Dibartolo?
Joseph is a Director, Chief Compliance Officer, Consultant.
What are the profession of This professional?
These person's professions are Executive and Director
Where does Joseph M Dibartolo live?
They lives in New York, New York.
Does the expert have the email address?
jd**@alariccompliance.com and jo**@msn.com is The expert's email address.
Where did Joseph M Dibartolo work?
This person worked at Alaric Compliance Services, LLC, Bear Stearns Asset Management, Inc. / Bear Stearns & Co. Inc..
Does Joseph M Dibartolo have personal webpage or blog?
The professional`s website is http://www.alariccompliance.com.
Where has Joseph M Dibartolo studied?
Joseph studied at the Syracuse University from 1981 to 1985.
What is professional industry that Joseph M Dibartolo is connected to?
This professional works in Financial Services industry.