Since 2017, Bernard Bob Frize has been working in Indexiq None, None. This professional is an experienced Senior Compliance Associate at New York Life Investments with over 23 years of work experience. According to Bernard's CV and work profile, Bernard Bob Frize has worked at more than six companies with numerous backgrounds and gained different skills. Bernard studied at the Manhattan College from 1991. Bernard can be found in Seattle, Washington – where the professional currently lives. You can find this expert's actual phone number and email with our search.
Name variants:
Barnard Frize,
Bernie Frize,
Berney Frize,
Barney Frize,
Barnie Frize
Last updated Jun 25, 2024
Contact Information
Workplace
Senior Compliance Associate at New York Life Investments
Port Chester, NY
Industry
Investment Management, Security Broker/Dealer
Colleagues
Work History
Registered Principal, Osj Compliance Manager, Chief Compliance Officer
4707 Executive Dr, San Diego, CA 92121
Compliance Officer that monitors monitors advisors and staff associated with our Broker/Dealer and Registered Investment Advisor that provides independent financial planning and investment m...
Mar 2016 — Apr 2017
Director
150 Broadway SUITE 302, New York, NY 10002
Compliance consulting and outsource CCO firm for Hedge Funds, Mutual Funds, Alternative Exchange Traded Products, Broker Dealers, Registered Investment Advisors, etc...
Sep 2007 — Feb 2016
Trader on Institutional Order Desk and Compliance Officer at Branch Control
1 Pershing Plz, Jersey City, NJ
Apr 1996 — Jan 2007
Education
from 1991
1982 — 1986
Occupations
Executive
Director
Accountant
Compliance Associate
Finance and Accounting Specialist
Professor
School Principal
Compliance Manager
Director of Quality Control
Compliance Officer
Bank Examiner
Sales Specialist
Agent
Sales Agent
Advisor
Operations Manager
Certified Auditor
Auditor
Accounting Bookkeeper
Bookkeeper
School Administrator
Educational Manager
Financial Compliance Examiner
Sales Representative
Skills
Hedge Funds
Financial Services
Trading
Investments
Mutual Funds
Equities
Alternative Investments
Best Execution
Securities
Asset Management
Derivatives
Series 7
Portfolio Management
Etfs
FAQs about Bernard Bob Frize
What's the profession of Bernard Bob Frize?
This professional's job is Director
What are the main profession of The professional?
These person's professions are Executive and Director
Where is Bernard Bob Frize currently located?
Bernard Bob Frize is currently located in Seattle, Washington.
Does the expert have the email address?
fr**@yahoo.com is The professional's email address.
How many companies did Bernard Bob Frize work at?
Bernard Bob Frize worked at six jobs.
What education does Bernard Bob Frize have?
Bernard studied at the Manhattan College from 1991.
Are there any professional industries Bernard Bob Frize is connected to?
This professional works in Financial Services industry.
What are professional skills of Bernard Bob Frize?
This professional has skills in the following areas: Hedge Funds, Financial Services, Trading, Investments, Mutual Funds, Equities, Alternative Investments, Best Execution, Securities, and Asset Management.