For over 18 years Colleen Corwell has been working in different jobs. Recently, the professional worked as a Director in Alaric Compliance Services, Llc enhancing knowledge. This person graduated from William & Mary where this professional got all the necessary knowledge and skills. Colleen Corwell has all necessary knowledge and skills for his job, proven by the following certifications in Certified Anti-Money Laundering Specialist (Cams ) Certification, Finra Series 7, 24, 63, 65, 99, 55,, and License 4154751. You can find Colleen Corwell in New York, New York, where he lives nowadays. SoftwareOfficial has all the data you need to connect Colleen Corwell, such as Colleen Corwell's number or email. Send the request to get additional info.
Name variants:
Coleen Corwell,
Lena Corwell
Last updated Jul 02, 2024
Contact Information
Workplace
Colleagues
Work History
Director
150 Broadway SUITE 302, New York, NY 10002
Regulatory compliance consulting and Chief Compliance Officer meeting the SEC and FINRA's criteria for expertise, competence and authority for SEC-registered or unregistered advisory firms a...
from Jul 2015
Vice President
Managed governance, risk and compliance for the firm's broker-dealer and RIA.
Apr 2010 — Aug 2011
Vice President
1680 Capital One Dr, Mclean, VA 22102
Managed governance, risk and compliance for a bank broker-dealer and RIA.
Jan 2009 — Mar 2010
Regional Risk Manager
3500 Packerland Dr, De Pere, WI 54115
Facilitated the management of risk, compliance and operations in the Mid-Atlantic region for a Fortune 300 company and the largest financial planning firm in the U.S. with over 10,000 Financ...
Mar 2008 — Jan 2009
Chief Compliance Officer and Risk Manager, Senior Financial Analyst
Supervised all aspects of risk and compliance for a SEC RIA and FINRA member international investment bank specializing in mergers and acquisitions, and private placements. Analyzed client b...
Mar 2001 — Mar 2008
Head Coach and Ncaa Div I Soccer, Adjunct Faculty
Managed the development of a competitive NCAA Division I women’s soccer program. Conducted classroom lectures for various courses at the higher education level.
Mar 1991 — Dec 1999
Education
Occupations
Executive
Director
Director of Quality Control
Managers
Accountant
Finance and Accounting Specialist
Vice President
Operations Manager
Compliance Manager
Accounting Bookkeeper
Bookkeeper
Chief Executive
Skills
Cco
Chief Compliance Officer
Risk Management
Anti Money Laundering
Regulatory Compliance
Enterprise Risk Management
Corporate Finance
Legal Compliance
Mergers and Acquisitions
Private Equity
Mutual Funds
Equities
Options
Bonds
Derivatives
Project Management
Financial Analysis
Higher Education
Internal Audit
Venture Capital
Management
Team Management
Team Building
Team Leadership
Teaching
Sec
Finra
Cftc
Erisa
Fca
Fcpa
Policy Writing
Dodd Frank
Real Estate Private Equity
Etfs
529 Plans
Variable Annuities
Reits
Swaps
Series 7
Series 24
Board of Directors
Board Relations
Board Presentations
Compliance
Crowdfunding
Outsourced Chief Compliance Officer
Angel Investing
FAQs about Colleen Corwell
What is the main profession of Colleen Corwell?
This professional's job is Director
What are the main profession of This professional?
These person's professions are Executive and Director
Where is Colleen Corwell currently located?
Colleen is currently located in New York, New York.
How many companies did Colleen Corwell work at?
The professional worked at six jobs.
Where has Colleen Corwell studied?
Colleen studied at the William & Mary.
What are the certifications of Colleen Corwell?
Colleen received the following certifications: Certified Anti-Money Laundering Specialist (Cams ) Certification, Finra Series 7, 24, 63, 65, 99, 55,, and License 4154751.
Are there any professional industries, that Colleen Corwell works in?
Colleen Corwell works in Financial Services industry.
What are the skills of Colleen Corwell?
Colleen has such skills as Cco, Chief Compliance Officer, Risk Management, Anti Money Laundering, Regulatory Compliance, Enterprise Risk Management, and Corporate Finance.