Eliott Frank

Partner

Since 2018, Eliott Frank has been working in Sadis & Goldberg located 4, 4. Eliott is a high-skilled Partner with over 18 years of work experience. According to Eliott's CV and work profile, Eliott Frank has worked at more than eight companies with diverse backgrounds and gained various skills. Eliott attended school at the New York University School of Law from 1995 to 1997. Eliott Frank can be found in New York, New York – where this expert is currently located. You can search for Eliott Frank's email address and phone. We can also provide you with exhaustive contact information upon request.
Name variants:
Eliott Frank
Last updated May 10, 2024

Contact Information

Last Update
Jul 9, 2022
Email
ef**@yahoo.com
Location
New York, NY

Workplace

Sadis & Goldberg LLP
Partner

New York, NY

Industry

Law Practice, Legal Services Office, Offices of Lawyers

Work History

Partner

551 5Th Ave, New York, NY 10176
Practice focuses on U.S. and global legal, regulatory and compliance matters relevant to hedge funds, private equity funds and venture capital funds, as well as asset managers and other fina...
from Sep 2018

General Counsel and Chief Compliance Officer

General Counsel and CCO to $1bn long/short equity hedge fund manager.
Nov 1, 2014 — Aug 2018

General Counsel and Chief Compliance Officer

335 Madison Ave, New York, NY 10017
General Counsel and Chief Compliance Officer to $6bn Registered Investment Adviser. Responsible for all legal and compliance matters. Managed all US and global securities and regulatory matt...
2012 — 2014

Chief Us Legal Counsel and Chief Compliance Officer

Chief US legal and compliance counsel to multi-office $2bn+ AUM hedge fund manager owned by Swiss private bank Lombard Odier Darier Hentsch & Cie. Responsible for all aspects of day-to-day a...
2008 — 2011

Counsel

Legal counsel to $18bn event-driven hedge fund. Responsible for a broad range of compliance and securities law matters, including directly advising portfolio managers, trading desks and firm...
2005 — 2007

Counsel

Responsible for a broad range of trading, compliance and securities issues related to global emerging markets hedge fund. Negotiated special situations investment opportunities. Responsible ...
2004 — 2005

Associate

New York, NY
Counseled investment banks, private funds and other clients regarding securities, fund formation, mergers & acquisitions and structured finance/capital markets matters. Extensive responsibil...
2000 — 2002

Associate

New York
Advised clients on corporate and tax matters. Duties included reviewing corporate transactional matters and evaluating federal, state and local tax issues.
1995 — 1999

Occupations

Executive
Partner
Accountant
Finance and Accounting Specialist
Managers
Director of Quality Control
Lawyer
General Counsel
Manager
Chief Executive
Accounting Bookkeeper
Bookkeeper
Compliance Manager
Of Counsel
Legal Counsel
Operations Manager

Skills

Hedge Funds
Investments
Securities Regulation
Asset Management
Due Diligence
Finra
Investment Companies
Alternative Investments
Regulatory Filings
Cftc
Compliance
Sec Compliance
Fsa
Cima
Securities Law
International Investments
Fund Formation
Regulatory Reporting
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