Since 2018, Todd Warren has been working in Column Park Asset Management. This person is a proficient Chief Compliance Officer and Counsel with over 16 years of work experience. According to Todd's CV and work profile, Todd has worked at more than 11 places with diverse backgrounds and gained various skills. Todd attended school at the Cornell University to 2003. Todd can be found in Garden City, New York – where the professional is currently located. You can search for Todd Warren's email address and number. We can also provide you detailed contact information upon request.
Name variants:
Todd Warren
Last updated Jun 23, 2024
Contact Information
Last Update
Jul 8, 2022
Email
to**@columnpark.com, tw**@rennlist.net, to**@rbs.com
Location
Garden City, NY
Company
Workplace
Colleagues
Work History
Principal
Full service regulatory compliance and legal services for private and public investment advisers and funds Services included: trade monitoring and review
insider trading analysis
regulato...
Mar 2013 — Jun 2014
Consultant Legal Counsel, Markets and International Banking
Develop, draft and revise written policies, procedures and operational processes based on the Dodd-Frank Act, EMIR and other offshore regulations; focus on ISDAs, debt and equity securities...
Dec 2013 — Jun 2014
Chief Compliance Officer
All CCO functions for Registered Investment Adviser with $12 billion AUM
Designed, drafted and implemented comprehensive compliance program for compliance with Investment Advisers Act of 1...
Oct 2008 — Feb 2010
Chief Compliance Officer and General Counsel
All compliance issues for long/short equities manager: policy and procedure development, implementation and supervision
regulatory oversight
SEC registration process
compliance manual dr...
Oct 2004 — Feb 2006
President
Legal projects; corporate registration and contract drafting/review, real estate closings, traffic court counsel
Business strategy and project management consulting for manufacturing and m...
Jun 2003 — Sep 2004
Associate
New York, NY
GREENBERG TRAURIG, LLP - Associate, via merger with Camhy Karlinsky & Stein
CAMHY KARLINSKY & STEIN - Associate, via relocation of practice group from Seeger Weiss, LLP
SEEGER WEISS, LLP ...
Mar 1999 — May 2001
Associate
Conducted all aspects of pre-trial practice, including discovery procedures, depositions, pleadings, etc.
Negotiated settlements and appeared in court for civil defense cases
Performed le...
Jan 1998 — Feb 1999
Education
upto
2001 — 2003
1994 — 1997
1985 — 1989
Occupations
Executive
Director of Quality Control
Accountant
Finance and Accounting Specialist
Compliance Manager
Accounting Bookkeeper
Bookkeeper
Skills
Hedge Funds
Securities Litigation
Commercial Litigation
Financial Services
Securities Regulation
Litigation
Corporate Law
Due Diligence
Finra
Securities
Alternative Investments
Investments
Equities
Asset Management
Mutual Funds
Structured Finance
FAQs about Todd Warren
What is the main profession of Todd Warren?
Todd Warren is a Chief Compliance Officer and Counsel.
What jobs is Todd Warren a professional at?
Todd is proficient at Executive and Director of Quality Control jobs.
Where does Todd Warren live?
Garden City, New York is the place where Todd Warren currently lives
What is Todd's email?
The professional's email is to**@columnpark.com and tw**@rennlist.net.
How many companies did Todd Warren work at?
Todd Warren worked at 11 jobs.
What education does Todd Warren have?
Todd studied at the Cornell University to 2003.
Are there any special industries, that Todd Warren works in?
Todd works in Financial Services industry.
Are there any skills Todd Warren has?
Todd Warren has skills in the following areas: Hedge Funds, Securities Litigation, Commercial Litigation, Financial Services, Securities Regulation, Litigation, Corporate Law, Due Diligence, and Finra.