For over 21 years Beverly Dunphy has been working in different jobs. Recently, the professional worked as a Chief Compliance Officer in The Hampshire Companies enhancing knowledge. Beverly graduated from Alfred Lerner College of Business & Economics at University of Delaware where this professional received all the necessary knowledge and skills. You can find this expert in New York, New York, where he lives nowadays. SoftwareOfficial has all the information you need to contact Beverly Dunphy, such as Beverly's phone or email address. Send us the request to get additional info.
Name variants:
Beverley Dunphy,
Bev Dunphy
Last updated Jul 03, 2024
Contact Information
Last Update
Jul 6, 2022
Email
be**@bnpparibas.com
Location
New York, NY
Company
Workplace
Colleagues
Work History
Compliance Officer
Draft, disseminate, and train employees regarding compliance policies concerning insider trading, confidentiality, anti-bribery, anti-money laundering, know your customer, client suitabilit...
2012 — Aug 2015
Occupations
Executive
Director of Quality Control
Compliance Manager
Skills
Capital Markets
Securities
Finra
Anti Money Laundering
Securities Regulation
Risk Management
Trading
Series 24
Compliance
Trading Systems
Series 7
Options
Series 63
Internal Audit
Regulatory Audits
Series 9/10
Series 55
Regulatory Affairs
Drafting Policies
Internal Controls
Surveillance
Regulatory Interactions
FAQs about Beverly Dunphy
What's the main profession of Beverly Dunphy?
This professional's job is Chief Compliance Officer
What are the profession of Beverly?
These person's professions are Executive and Director of Quality Control
Where does Beverly Dunphy currently live?
New York, New York is the place where Beverly Dunphy currently lives
What is Beverly Dunphy's email?
Beverly Dunphy's email is be**@bnpparibas.com.
Where did Beverly Dunphy work?
Beverly Dunphy worked at The Hampshire Companies, First Avenue Partners.
Where has Beverly Dunphy studied?
Beverly studied at the Alfred Lerner College of Business & Economics at University of Delaware.
Are there any special industries Beverly Dunphy is connected to?
This professional works in Investment Banking industry.
What are the skills of Beverly Dunphy?
This person has the following skills: Capital Markets, Securities, Finra, Anti Money Laundering, Securities Regulation, Risk Management, Trading, Series 24, Compliance, Trading Systems, and Series 7.