Rachel Walentowicz is a skilled professional, that works in Aca Compliance Group main office of which is in 4. as a Consultant from 2018. This expert has earned professional experience in more than six positions at various companies. Rachel Walentowicz went to the Keller Graduate School of Management of Devry University and got education there from 2009 to 2012. This professional has the following qualifications: Series 65. New York, New York is the city, where this person was lastly known to live. This professional's phone number and email are accessed through this website by request.
Name variants:
Rachie Walentowicz,
Rae Walentowicz,
Ray Walentowicz,
Rache Walentowicz
Last updated Jun 01, 2024
Contact Information
Last Update
Jul 4, 2022
Email
rw**@acacompliancegroup.com
Location
New York, NY
Company
Workplace
Consultant
New York, NY
Industry
Financial Services, Management Consulting Services, Nonclassifiable Establishments
Colleagues
Work History
Compliance Specialist
83 South St, Morristown, NJ 07960
Series 65
AIFMD coordination and reporting
Quarterly Compliance testing
Compliance policies and procedures maintenance
Risk register review
Quarterly and annual Compliance certificatio...
Oct 2016 — Jun 2017
Senior Representative
Credit checks and approvals for all U.S., UBSI and Puerto Rico recruits and coordinate with branch management to approve recruit candidates
Weekly and monthly new hire reports and statisti...
May 2006 — Dec 2011
Education
Occupations
Counselor
Accountant
Finance and Accounting Specialist
Executive
Assistant Vice President
Advisor
Accounting Bookkeeper
Bookkeeper
Vice President
Chief Executive
Skills
Mutual Funds
Securities
Wealth Management
Fixed Income
Alternative Investments
Hedge Funds
Microsoft Excel
Financial Analysis
Time Management
Powerpoint
Equities
Series 7
Policy
Suitability Analysis
Oral and Written Communication Skills
Multitasking Skills
Surveillance
Microsoft Office
Microsoft Word
Microsoft Power Point
Finra
Structured Products
Variable Annuities
Securities Exchange Act of 1934
Securities Act of 1933
Investment Advisors Act of 1940
Asset Allocation
Series 65
Financial Services
Finance
Asset Management
Management
Cftc
Nfa
Legal Compliance
Regulatory Compliance
Regulatory Filings
Investment Advisers Act
Investment Advisor Compliance
Broker Dealer Compliance
Private Equity
Venture Capital
Records Management
Code of Ethics
Best Execution
FAQs about Rachel Walentowicz
What is the main profession of Rachel Walentowicz?
This professional's job is Consultant
What jobs is Rachel a professional at?
Rachel is proficient at Counselor jobs.
Where does Rachel Walentowicz currently live?
Rachel Walentowicz lives in New York, New York.
What is Rachel's email?
Rachel's email is rw**@acacompliancegroup.com.
How many companies did Rachel Walentowicz work at?
The professional worked at six jobs.
Where has Rachel Walentowicz studied?
Rachel studied at the Keller Graduate School of Management of Devry University from 2009 to 2012.
What are the certifications of Rachel Walentowicz?
This professional received the following certifications: Series 65.
What is professional industry that Rachel Walentowicz is connected to?
Rachel works in Financial Services industry.