Torian Johnson has been a Compliance Coordinator in Global Financial Private Capital, Llc since 2016. Moreover, the professional has on-the-job experience at more than seven companies using similar skills. Torian has a total work experience of 11+ years. Torian Johnson studied at the Lafayette College from 2003 to 2007. This expert has the following certificates: General Securities Principal (Series 24 License) and General Securities Representative (Series 7 License). Now this person lives in Saint Petersburg, Florida region. Find this person's current email address and phone with our search.
Name variants:
Torian Johnson
Last updated Jun 23, 2024
Contact Information
Last Update
Jun 26, 2022
Email
to**@gmail.com
Location
Saint Petersburg, FL
Workplace
Compliance Coordinator
Sarasota, FL
Industry
Financial Services, Investment Advisory Service
Colleagues
Work History
Compliance Coordinator
501 north Cattlemen Rd, Sarasota, FL 34243
Nov 2016 — Jul 2019
Supervision Specialist
880 Carillon Pkwy, St Petersburg, FL 33716
Supervise Branch Managers and fill in as Branch Principal when needed.
Sep 2014 — Nov 2016
National Sales Manager
Custom Uniform Sales (Football, Basketball, Baseball, Softball, ect.)
Jan 1, 2013 — Sep 2014
Compliance Advisor
880 Carillon Pkwy, St Petersburg, FL 33716
Conduct branch onsite examinations for both new and tenured RJFS offices, to ensure adherence to Regulatory and Raymond James rules and regulations.
Write examination reports to give branc...
Oct 2011 — Dec 2012
Portfolio Administrator Ii
880 Carillon Pkwy, St Petersburg, FL 33716
Research and review performance data in client s accounts to determine time-weighted and dollar-weighted return, while providing reasoning for movements greater than anticipated. Analyze per...
Aug 2010 — Oct 2012
Securities Operations Representative Iii
880 Carillon Pkwy, St Petersburg, FL 33716
Processed, analyzed and documented all aspects of dividends and dividend reinvestment.
Graphed and predicted gains and losses on reinvestments utilizing our Trading Department and Bloomber...
Nov 2008 — Aug 2010
Education
2003 — 2007
upto
Occupations
Executive
Director of Quality Control
Compliance Coordinator
Accountant
Finance and Accounting Specialist
Managers
Professor
School Principal
Compliance Manager
Compliance Officer
Accounting Bookkeeper
Bookkeeper
School Administrator
Educational Manager
Skills
Portfolio Management
Finance
Analysis
Management
Equities
Fixed Income
Securities
Bloomberg
Mutual Funds
Sales
Financial Services
Series 7
Investments
Financial Analysis
Leadership
Trading
Valuation
Auditing
Accounting
Corporate Actions
Equity Research
Risk Management
Process Improvement
Budgets
Asset Management