Since 2015, Tom D Clough has been working in Barber Financial Group based 93, 93. This expert is an experienced President with over 29 years of work experience. According to Tom's CV and work profile, this person has worked at more than five companies with numerous backgrounds and got various skills. Tom attended school at the The Wharton School from 2003 to 2006. Tom can be found in Overland Park, Kansas – where the professional is currently located. You can search for the professional's phone number and email. We can also provide you exhaustive contact information upon request.
Name variants:
Thomas Clough
Last updated Jun 22, 2024
Contact Information
Last Update
Jul 10, 2022
Email
tc**@pension-resources.com
Location
Overland Park, KS
Company
Workplace
President
Lenexa, KS
Industry
Financial Services, Management Consulting Services Legal Services Office, Financial Advisor, Investment Advice
Colleagues
Work History
President
13550 west 95Th St, Lenexa, KS 66215
Barber Financial Group is a registered investment advisor whose mission is simple – we help our clients live with clarity and confidence by delivering a comprehensive approach to retirement ...
from Dec 2015
President and Chief Operating Officer
Pension Resource Institute is a nationwide consulting firm founded to assist organizations in establishing efficient, compliant and profitable strategies in the qualified marketplace. Tom le...
Jan 2012 — Nov 2015
Associate Vice President and District Director
Directed staff of 33 in annual execution of FINRA regulatory programs throughout a seven- state territory that included 250 member firms, 15,000 branch offices and 115,000 registered represe...
May 2000 — Oct 2010
Chief Compliance Officer
Managed the broker-dealer’s overall compliance with SEC, FINRA and MSRB rules.
Apr 1997 — Apr 2000
Supervisor of Examiners
Self-regulatory organization for all securities firms in the United States. Predecessor to FINRA. Managed examination team responsible for executing multiple NASD regulatory programs (1990
...
Jul 1984 — Apr 1997
Education
Occupations
Executive
Chairperson
Beauty Specialist
Hair Stylist
Advisor
Founder
Professor
Dean
Accountant
Finance and Accounting Specialist
Chief Operating Officer
Chief Executive
Hairdresser
Founding Member
Higher Education Professional
Educational Manager
Accounting Bookkeeper
Bookkeeper
General and Operations Manager
Skills
Securities
Series 24
Finra
Broker Dealer
Securities Regulation
Capital Markets
Bank Secrecy Act
401K
Alternative Investments
Asset Management
Erisa
Aml