With work experience over 17 years, this expert is now working at Drake & Associates which is situated in 117 as a Financial Advisor. Thomas received his education from 2001 to 2005 at the University of Wisconsin-Madison. This expert can be found in Waterford, Wisconsin. To contact Thomas, you can search for their phone or email address or get exhaustive information by requesting access to their additional details on this webpage.
Name variants:
Tom Neumann,
Tommy Neumann,
Damerl Neumann
Last updated Jun 22, 2024
Contact Information
Last Update
Jun 25, 2022
Email
th**@yahoo.com
Location
Waterford, WI
Company
Workplace
Colleagues
Work History
Financial Advisor
2212 east Moreland Blvd SUITE 200, Waukesha, WI 53186
from Apr 2019
Financial Advisor
41s High St, Columbus, OH 43215
A trusted wealth manager who will work hard to make your financial dreams a reality
Jul 2018 — Mar 2019
Premier Banker
420 Montgomery St, San Francisco, CA 94129
Managed Affluent and High Net Worth client book of business
Provided holistic financial guidance in areas of banking, credit and investing
Referred clients to the appropriate Wealth partn...
Aug 2017 — Apr 2018
Securities Trader
420 Montgomery St, San Francisco, CA 94129
Daily execution of Managed Accounts Equity and Fixed Income trading. Oversaw and optimized over $3 billion of AUM.
Reconciled client positions against model and executed rebalancing to min...
Jun 2013 — Jul 2017
Investment Services Analyst
420 Montgomery St, San Francisco, CA 94129
Mar 2010 — Jun 2013
Financial Service Consultant
420 Montgomery St, San Francisco, CA 94129
Received and handled inbound phone volume from financial advisors, back office representatives and our own internal and external wholesalers
Worked with transfer agent in resolving escalat...
Sep 2009 — Mar 2010
Client Service Manager
420 Montgomery St, San Francisco, CA 94129
Hired and managed a team of registered representatives that handled inbound call volume
Maintained employee records and carried out performance evaluations, also implemented performance ma...
Jan 2008 — Sep 2009
Client Service Consultant
420 Montgomery St, San Francisco, CA 94129
Handled escalated client service and transfer agent issues
Expanded my interpersonal skills by working in a face-to-face environment with clients
Lead a team of new hire representatives i...
Aug 2005 — Jan 2008
Education
2001 — 2005
1998 — 2001
Occupations
Financial Broker
Financial Consultant
Accountant
Finance and Accounting Specialist
Executive
Manager
Financial Services Professional
Financial Services Sales Agent
Accounting Bookkeeper
Bookkeeper
Operations Manager
Skills
Mutual Funds
Investments
Securities
Financial Services
Asset Allocation
Equities
Portfolio Management
Investment Strategies
Trading
Fixed Income
Banking
Investment Advisory
Equity Trading
Investment Management
Finance
Asset Management
Sales
Wealth Management
Financial Analysis
Credit
Risk Management
Retirement Planning
Strategy
Loans
Financial Planning
Strategic Planning
Alternative Investments
Financial Modeling
Project Management
Financial Advisory
Credit Analysis
Insurance
Financial Risk
Retail Banking
Business Analysis
Consumer Lending
Capital Markets
Bloomberg
Trading Systems
Microsoft Access
Leadership
Management
Customer Service
Training
Series 66
Series 7
Factset
Microsoft Technologies
Research
Series 63
Uniform Combined State Law
Bonds
Series 65
401K
Analysis
Series 24
Relationship Management
Financial Markets
Equity Research
Options
Bloomberg Terminal
Retirement
Electronic Trading
Institutional Investments
Iras
FAQs about Thomas Neumann
What's the main profession of Thomas Neumann?
This professional's job is Financial Advisor
What jobs is Thomas Neumann a professional at?
Thomas is a professional such jobs as Financial Broker and Financial Consultant.
Where is Thomas Neumann currently located?
The expert is located in Waterford, Wisconsin.
Does Thomas have the email address?
th**@yahoo.com is Thomas Neumann's email address.
Where did Thomas Neumann work?
Thomas Neumann worked at Drake & Associates, Llc, The Huntington Investment Company.
What education does Thomas Neumann have?
Thomas studied at the University of Wisconsin-Madison from 2001 to 2005.
What is professional industry that Thomas Neumann is connected to?
Thomas Neumann works in Financial Services industry.
What are the skills of Thomas Neumann?
Thomas Neumann has such skills as Mutual Funds, Investments, Securities, Financial Services, Asset Allocation, Equities, Portfolio Management, Investment Strategies, Trading, and Fixed Income.