Since 2018, Theresa Thompson has been working in First Northern Bank & Trust 2869, 2869. Theresa Thompson is a proficient Vice President and Compliance Officer with over 44 years of work experience. According to Theresa's resume and work profile, Theresa Thompson has worked at more than five companies with numerous backgrounds and gained various skills. Theresa attended school at the Hofstra University. Theresa Thompson can be found in New York, New York – where this expert currently lives. You can search for this expert's email address and phone number. We can also provide you additional contact information upon request.
Name variants:
Teresa Thompson
Last updated Jun 22, 2024
Contact Information
Last Update
Jul 7, 2022
Email
tt**@1stnorthernbank.com, re**@gmail.com, th**@prudential.com
Location
New York, NY
Company
Workplace
Colleagues
Work History
Vice President, Compliance
655 Broad St, Newark, NJ 07102
Responsible for compliance oversight of sub-adviser regulatory due diligence reviews (180 investment management firms ), Form ADV amendments, personal training/code of ethics, political cont...
2001 — 2017
Vice President, Compliance
Newark, NJ
VP, Compliance 2004
present Director, Compliance 1998
2004
Sep 1998 — 2017
Education
Occupations
Executive
Vice President
Compliance Officer
Accountant
Bank Examiner
Director of Quality Control
Chief Executive
Financial Compliance Examiner
Auditor
Compliance Manager
Skills
Finra
Mutual Funds
Series 24
Asset Management
Financial Services
Series 7
Investment Advisory
Securities Regulation
Hedge Funds
Fixed Income
Series 63
Equities
Securities
FAQs about Theresa Thompson
What is the main profession of Theresa Thompson?
This professional's job is Vice President and Compliance Officer
What jobs is Theresa proficient at at?
The expert is proficient at Executive and Vice President jobs.
Where is Theresa Thompson currently located?
The expert is located in New York, New York.
Does Theresa Thompson have the email address?
tt**@1stnorthernbank.com and re**@gmail.com is The professional's email address.
Where did Theresa Thompson work?
The expert worked at First Northern Bank & Trust Co, Prudential Mutual Funds.
What education does Theresa Thompson have?
Theresa studied at the Hofstra University.
What is the industry that Theresa Thompson is connected to?
This person works in Banking industry.
What are the skills of Theresa Thompson?
This professional has such skills as Finra, Mutual Funds, Series 24, Asset Management, Financial Services, Series 7, Investment Advisory, Securities Regulation, Hedge Funds, Fixed Income, and Series 63.