Romane Somaroo

Director of Compliance

We found the following information about Romane Somaroo at Ark Invest, where this person has worked as a Director of Compliance since 2018. Romane's total work experience is over 20 years, during which time they had at least eight jobs at different companies to develop skills. Romane studied at the Fordham University from 1991 to 1995. Romane Somaroo currently lives in New York, New York. You can contact with Romane by searching for phone or email address or find exhaustive info by requesting access to the person's additional details from us.
Name variants:
Romane Somaroo
Last updated May 16, 2024

Contact Information

Last Update
Jul 3, 2022
Email
so**@jwseligman.com, rs**@ark-invest.com
Location
New York, NY

Workplace

ARK Investment Management, LLC
Director of Compliance

New York, NY

Industry

Financial Services, Investment Advisory Service, Open-End Management Investment

Work History

Director of Compliance

3 east 28Th St FLOOR 7, New York, NY 10016
from Jun 2018

Financial Services Professional at Nylife Securities

New York, NY
A focused and dedicated financial services professional motivated to provide a unique client experience based on a thoughtful consultative needs-based approach and superior level of customer...
Sep 2017 — Jun 2018

Vice President - Private Fund, Wrap and Trust Administration

Led teams responsible for the oversight of the onboarding/administration of clients in four of the investment advisor’s lines of business – Private Funds (3(c)7), Wrap (3a-4), Institutional ...
Oct 2013 — Sep 2016

Director  Private Funds Administration and Investment Operations

Minneapolis, MN
Nov 2008 — Oct 2013

Director - Investment Operations (Hedge Funds)

from Nov 2008

Vice President - Hedge Fund Infrastructure & Separate Acct. Compliance

Oct 2005 — Nov 2008

Head of Separate Account Compliance

Oct 2005 — Nov 2008

Vice President - Client Portfolio Manager & Product Manager

Mar 2000 — Mar 2005

Education

Occupations

Executive
Director
Accountant
Finance and Accounting Specialist
Vice President
Operations Manager
Accounting Bookkeeper
Bookkeeper
Chief Executive

Skills

Investments
Services
Infrastructure
Financial Services
Compliance
Hedge Funds
Operations
Management
Asset Management
Leadership
Customer Service
Strategic Planning
Project Management
Sales
Microsoft Office
Risk Management
Regulatory Compliance
Compliance Management
Sma
Wrap Accounts
Trust Management
Product Management
Expense Management
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