Kristina L Gentner has been working as a Senior Compliance Analyst at PMA Financial Network since 2010. Additionally, this professional has professional experience at more than eight companies in the related field. Kristina has a total work experience of 11+ years. Kristina L Gentner studied at the University of Miami School of Law from 1992 to 1995. This professional has the following certificates: Member of the Bar of U.s. District For the Northern District of Illinois, Member of the the Florida Bar, Member of the Bar of U.s. District For the Southern District of Florida, and Series 7 24 53 and 66 (9/2014). Today the person lives in Chicago, Illinois region. You can find Kristina L Gentner's actual phone number and email through SoftwareOfficial search.
Name variants:
Kristin Gentner,
Kristine Gentner,
Kristen Gentner,
Kris Gentner,
Kristi Gentner,
Kristy Gentner,
Kristie Gentner,
Krista Gentner,
Kit Gentner
Last updated May 31, 2024
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Work History
Instructor and Course Developer
• Developed and delivered interactive classroom and webinar training in ethics to lawyers and insurance producers.
Nov 2009 — Oct 2010
Senior Examiner
• Conducted solo and team on-site audits of member firms, including three very large broker-dealers in NY, one large firm in CT, and a proprietary trading firm.
• Conducted investigative in...
Mar 2008 — Dec 2008
Associate Compliance Trainer
• Delivered training to examiners in: 1) How to conduct an audit; 2) How to investigate a violation of securities rules. Trained auditors how to apply rules to fact patterns and prepare memo...
Jan 2006 — Mar 2008
Associate Attorney
Law Offices of Mark M. Carroll (f/k/a Caldwell & Carroll) was an offshoot of the former Blackwell Walker law firm.
Conducted civil litigation and trial practice, including jury trials, d...
1997 — 2000
Education
Occupations
Supporting Member
Lawyer
Analyst
Accountant
Finance and Accounting Specialist
Professor
Instructor
Pedagogue
Team Member
Analysts
Accounting Bookkeeper
Bookkeeper
Skills
Compliance
Securities
Aml
Investments
Finra
Mutual Funds
Series 7
Series 63
Equities
Insurance
Banking
Risk Management
Securities Regulation
Fixed Income
Training
Due Diligence
Mergers and Acquisitions
Asset Management
Financial Risk
Auditing
Alternative Investments
Management
Anti Money Laundering