Joyce Lapreta
Chief Creative Officer and Director of Regulatory Compliance at Sddco Group
Joyce Lapreta has been working as a Chief Creative Officer and Director of Regulatory Compliance at Sddco Group at The Sddco Group since 2018. Additionally, this person has on-the-job experience at more than seven companies in the related field. Joyce has a total work experience of 14+ years. Joyce Lapreta studied at the Long Island University from 1992. Joyce Lapreta can be found in Upper Freehold Township, New Jersey – where the professional is currently located. Find Joyce Lapreta's actual email address and number through our search.
Name variants:
Joy Lapreta
Last updated May 23, 2024
Contact Information
Last Update
Jul 3, 2022
Email
jl**@sddco.com, jl**@optonline.net
Location
Upper Freehold Township, NJ
Company
Workplace
Chief Creative Officer and Director of Regulatory Compliance at Sddco Group
New York, NY
Industry
Accounting
Colleagues
Work History
Chief Creative Officer and Director of Regulatory Compliance at Sddco Group
485 Madison Ave, New York, NY 10022
Serve as the designated Chief Compliance Officer (“CCO”) for two Registered Investment Advisers and one Broker-Dealer, in the private equity and hedge fund businesses
assist the existing C...
from Jul 2018
Principal Compliance Consultant
469 west Huron St, Chicago, IL 60654
Sep 2017 — Jun 2018
Chief Compliance Officer and Head of Compliance and Risk Management
Aug 2014 — Sep 2017
Chief Compliance Officer
Developed compliance policies and procedures for the operation of a dually-registered Broker-Dealer/Investment Adviser and its related activities
Review, revise and approve sales literatur...
Jan 2013 — Aug 2014
Director of Operations
800 east Canal St SUITE 1901, Richmond, VA 23219
Sep 2006 — Aug 2008
Assistant Vice President, Regional Operations Manager
420 Montgomery St, San Francisco, CA 94129
Responsible for all operational and compliance functions within the Regional Branch Office
Managed a team of 20 Associates, supervised a team of 45 Financial Advisors and 90+ Financial Spe...
Oct 2004 — Sep 2006
Education
Occupations
Artist
Creative Director
Executive
Director
Director of Quality Control
Counselor
Accountant
Finance and Accounting Specialist
Professor
School Principal
Art Director
Operations Manager
Compliance Manager
Advisor
Accounting Bookkeeper
Bookkeeper
School Administrator
Educational Manager
Skills
Mutual Funds
Equities
Investments
Securities
Due Diligence
Fixed Income
Portfolio Management
Series 7
Asset Management
Finra
Financial Risk
Financial Services
Hedge Funds
Management
Alternative Investments
Capital Markets
Finance
Risk Management
Trading
Wealth Management
Aml
Bloomberg
Compliance
Emerging Markets
Investment Management
Series 63
Derivatives
Securities Regulation
Financial Advisory
Investment Advisory
Operational Risk
Private Equity
Anti Money Laundering
Fixed Annuities
Policy
Account Reconciliation
Asset Managment
Financial Regulation
Separately Managed Accounts
FAQs about Joyce Lapreta
What is the profession of Joyce Lapreta?
This professional's job is Chief Creative Officer and Director of Regulatory Compliance at Sddco Group
What are the profession of The professional?
These person's professions are Artist and Creative Director
Where is Joyce Lapreta currently located?
Joyce Lapreta is currently located in Upper Freehold Township, New Jersey.
Does the professional have the email address?
jl**@sddco.com and jl**@optonline.net is Joyce's email address.
Where did Joyce Lapreta work?
Joyce Lapreta worked at The Sddco Group, Independent Consultant.
What education does Joyce Lapreta have?
Joyce studied at the Long Island University from 1992.
What is the industry that Joyce Lapreta worked in?
Joyce works in Financial Services industry.
What are professional skills of Joyce Lapreta?
This professional has skills in the following areas: Mutual Funds, Equities, Investments, Securities, Due Diligence, Fixed Income, Portfolio Management, Series 7, Asset Management, Finra, and Financial Risk.