With work experience over 17 years, Jill is now working at Bates Group located in 53 as a Director - Bates Compliance Solutions. Jill received his education from 1995 to 1999 at the University of Illinois at Urbana - Champaign. This professional is a certified professional, proven by the following certifications: Financial Securities Licenses: Series 7, 63, 24, 99 Jill Ehret lives in Saint Louis, Missouri. To contact Jill, you can look for their phone or e-mail address or get further info by requesting access to this person's further details on this website.
Name variants:
Gillian Ehret,
Julia Ehret
Last updated May 26, 2024
Contact Information
Workplace
Director - Bates Compliance Solutions
Lake Oswego, OR
Industry
Financial Services, Financial Advisor
Colleagues
Work History
Director - Bates Compliance Solutions
5005 Meadows Rd #300, Lake Oswego, OR 97035
from May 2019
Associate Director
4128 Innslake Dr, Glen Allen, VA 23060
Mar 2014 — Apr 2019
President and Senior Consultant
Provide compliance consultation services to primarily broker/dealers, registered investment advisors, private equity firms and financial professionals. Offer consultation and regulatory ass...
Feb 2009 — Sep 2012
Managing Director and Senior Vice President Compliance
Jan 2008 — Jan 2009
Lead Compliance Examiner and Osj Supervisor
4707 Executive Dr, San Diego, CA 92121
Conducted over 150 regulatory compliance examinations of Office of Supervisory Jurisdiction (OSJ) branch offices throughout the firm including the “home office” OSJ branch; - Served as super...
Sep 2005 — Jan 2008
Education
1995 — 1999
1998 — 1998
Occupations
Executive
Director
Accountant
Finance and Accounting Specialist
Deputy Director
Operations Manager
Accounting Bookkeeper
Bookkeeper
Deputy Manager
Chief Executive
Skills
Securities
Finra
Series 7
Finance
Due Diligence
Investments
Financial Services
Capital Markets
Aml
Risk Management
Securities Regulation
Management
Private Equity
Investment Banking
Series 24
Equities
Anti Money Laundering
Investment Advisory
Uniform Combined State Law
Sec
Series 63
Mergers and Acquisitions
Licensing
Hedge Funds
Fixed Annuities
Auditing
Training
Ofac
Program Management
Financial Planners
Strategic Financial Planning
Etfs
Alternative Investments
Fixed Income
Investment Strategies
401K
Wealth Management
Internal Audit
Policy
FAQs about Jill Ehret
What's the main profession of Jill Ehret?
This professional's job is Director - Bates Compliance Solutions
What are the profession of Jill?
These person's professions are Executive and Director
Where is Jill Ehret located?
The expert is located in Saint Louis, Missouri.
Where did Jill Ehret work?
Jill worked at Bates Group Llc, Oyster Consulting, Llc.
Where has Jill Ehret studied?
Jill studied at the University of Illinois at Urbana - Champaign from 1995 to 1999.
Are there any certifications Jill Ehret has?
This expert received the following certifications: Financial Securities Licenses: Series 7, 63, 24, 99.
Are there any professional industries Jill Ehret is connected to?
This professional works in Financial Services industry.
What are special skills of Jill Ehret?
This person has such skills as Securities, Finra, Series 7, Finance, Due Diligence, Investments, Financial Services, Capital Markets, Aml, Risk Management, Securities Regulation, and Management.