Since 2015, Daisy Cohn has been working in Cgis. Daisy is a competent Chief Compliance Officer, Chief Aml Officer and Chief Information Security Officer with over 13 years of work experience. According to Daisy's resume and work profile, this expert has worked at more than seven places with diverse backgrounds and gained various skills. Daisy attended school at the New York Institute of Finance from 2005 to 2005. This person has professional certification as Retirement Plan Fundamentals - Rpf and Series 7 and this expert has studied Spanish. Daisy can be found in Miami, Florida – where the professional is currently located. You can search for their phone number and email. We can also provide you detailed contact information upon request.
Name variants:
Daysie Cohn
Last updated May 01, 2024
Workplace
Chief Compliance Officer, Chief Aml Officer and Chief Information Security Officer
Industry
Financial Services
Colleagues
Work History
Chief Compliance Officer, Chief Aml Officer and Chief Information Security Officer
Jun 2015 — May 2019
403B Plan Administrator
West Palm Beach, FL
The Legend Group/ADSERV’s unique compliance services and common remitter billing system—which includes the electronic transfer of employee contributions—enables employers to ease the burden...
Mar 2014 — May 2015
Client Services
4010 Boy Scout Blvd SUITE 450, Tampa, FL 33607
Oct 2012 — Mar 2014
Operations and Compliance Manager
Provided Operations & Compliance Solutions to Investment Managers / Advisors.
May 2010 — Jun 2012
Head of Brokerage Operations and Client Service Manager
Responsible for Front, Middle and Back-Office Operations. Key contact for incoming client calls.
Feb 2009 — May 2010
Vice President Brokerage Operations
Responsible for all aspects of Middle & Back-Office Operations for HNW Individuals.
2004 — 2007
Education
2005 — 2005
1988 — 1998
Occupations
Executive
Manager
Director of Quality Control
Chief Information Security Officer
Accountant
Finance and Accounting Specialist
Analyst
Operations Manager
Compliance Manager
Chief Information Officer
Chief Executive
Accounting Bookkeeper
Bookkeeper
Analysts
Skills
Investments
Retirement Planning
Financial Services
Mutual Funds
Leadership
Finance
Customer Service
Securities
Microsoft Office
Risk Management
Finra
Series 24
Series 63
Series 4
Series 7
Hold Series 7
Anti Money Laundering
Criminal Justice
Spanish
Hnw
Sar
Wealth Management
Regulatory Compliance
403 B
Risk Analysis
Operational Risk Management
Trade Compliance
Options
Compliance Oversight
Operational Risk
Supervisory Skills
Brokerage
Broker Dealer Compliance
Broker Dealer Operations
Banking
Analytical Skills
Auditing
Communication
Financial Analysis
Financial Risk
Project Management
Management
Organization Skills
Problem Solving
Compliance Analysis
Compliance Monitoring
Compliance Regulations
FAQs about Daisy Cohn
What is the main profession of Daisy Cohn?
Daisy is a Manager - Bl Regulatory Controls.
What are the main profession of The expert?
These person's professions are Executive and Manager
Where is Daisy Cohn currently located?
Daisy Cohn is located in Miami, Florida.
Where did Daisy Cohn work?
This person worked at Cgis, Ally Invest Securities.
Where has Daisy Cohn studied?
Daisy studied at the New York Institute of Finance from 2005 to 2005.
What are the certifications of Daisy Cohn?
This professional received the following certifications: Retirement Plan Fundamentals - Rpf, Series 7, Series 24, Series 63, and Series 4.
What languages does Daisy Cohn speak?
Daisy Cohn speaks Spanish.
What is professional industry that Daisy Cohn worked in?
This person works in Financial Services industry.