Cleo Nguyen

Compliance Manager

For over three years Cleo Nguyen worked in different jobs. Recently, Cleo Nguyen worked as a Compliance Manager in Mainsail Partners developing required skills. This person graduated from University of San Francisco in 2014 where this expert received all the necessary knowledge and skills. Cleo can speak Vietnamese. You can find this person in San Francisco, California, where he is located nowadays. SoftwareOfficial has all the data you need to contact Cleo Nguyen, such as this professional's phone number or e-mail. Send the request to get more info.
Name variants:
Cleo Nguyen
Last updated Jul 07, 2024

Contact Information

Last Update
Jul 4, 2022
Email
cl**@mainsailpartners.com
Location
San Francisco, CA

Workplace

Mainsail Partners
Compliance Manager

San Francisco, CA

Industry

Venture Capital & Private Equity

Work History

Compliance Manager

1 Front St SUITE 3000, San Francisco, CA 94111
from Apr 2018

Compliance Officer and Operations Associate

Jan 2018 — Mar 2018

Operations Associate

Menta Capital LLC is an SEC registered investment adviser based in San Francisco. Menta Capital manages global long-short strategies, rooted in an investment approach which combines a fundam...
Oct 2016 — Dec 2017

Senior Compliance Associate

Assisted investment advisers in regulatory compliance prescribed by the SEC and CFTC Assisted in the development and maintenance of compliance programs including the drafting of Compliance...
Jul 2016 — Sep 2016

Compliance Associate

Assists investment companies in regulatory compliance as prescribed by the SEC and CFTC Assists in the development and maintenance of compliance programs including the drafting of Complian...
Jul 2015 — Jun 2016

Junior Compliance Associate

Assist investment companies in regulatory compliance as prescribed by the SEC and CFTC Assist in the development and maintenance of compliance programs of which include the drafting of Com...
Jun 2014 — Jun 2015

Occupations

Executive
Compliance Manager
Compliance Officer
Accountant
Bank Examiner
Director of Quality Control
Operations Associate
Financial Compliance Examiner
Auditor
Operations Manager

Skills

Microsoft Office
Time Management
Higher Education
Event Planning
Research
Student Affairs
Social Media
Legal Compliance
Hedge Funds
Securities Regulation
Microsoft Excel
Powerpoint
Tutoring
Teamwork
Customer Service
Management
Public Speaking
Leadership
Organization and Prioritization Skills
Private Equity

FAQs about Cleo Nguyen

What is the main profession of Cleo Nguyen?

This professional's job is Compliance Manager

What jobs is Cleo proficient at at?

Cleo Nguyen is proficient at such jobs as Executive and Compliance Manager.

Where does Cleo Nguyen live?

San Francisco, California is the place where Cleo Nguyen currently lives

What is the expert's email?

The professional's email is cl**@mainsailpartners.com.

How many companies did Cleo Nguyen work at?

The professional worked at six jobs.

Where has Cleo Nguyen studied?

Cleo studied at the University of San Francisco from 2010 to 2014.

What languages does Cleo Nguyen speak?

Cleo Nguyen speaks Vietnamese.

What is professional industry that Cleo Nguyen worked in?

Cleo works in Investment Management industry.
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