Since 2018, Chris Cokinis has been working in World Equity Group 3, 3. This expert is a competent Chief Compliance Officer with over 37 years of work experience. According to Chris's resume and work profile, this professional has worked at more than 12 companies with diverse backgrounds and got various skills. Chris attended school at the Eastern Illinois University from 1979 to 1980. This person has professional certification in Certified Securities Compliance Professional and Certified Regulatory and Compliance Professional. Chris Cokinis can be found in Overland Park, Kansas – where this expert currently lives. You can search for this person's phone number and email. We can also provide you exhaustive contact information upon request.
Name variants:
Christian Cokinis,
Christopher Cokinis,
Christine Cokinis,
Crystal Cokinis
Last updated Jun 24, 2024
Contact Information
Last Update
Jul 8, 2022
Email
ch**@yahoo.com, ch**@ifpartners.com
Location
Overland Park, KS
Company
Workplace
Colleagues
Work History
Chief Compliance Officer
1650 north Arlington Heights Rd SUITE 100, Arlington Heights, IL 60004
Mar 2018 — Oct 2019
Chief Compliance Officer, Brokerage at Independent Financial Partners
3030 north Rocky Point Dr west #700, Tampa, FL 33607
Chief Compliance Officer, Brokerage at Independent Financial Partners at Independent Financial Partners (IFP)
Feb 2016 — Feb 2018
Vice President and Chief Compliance Officer
8620 west 110Th St, Overland Park, KS 66210
CCO for an independent B/D and RIA with 275 RRs.
Dec 2013 — Dec 2015
Senior V and P and Chief Compliance Officer
CCO and MLRO and senior officer in charge of all compliance activities for Argentus Partners, LLC for a FINRA registered broker/dealer and two SEC Registered Investment Advisers
Feb 2012 — Dec 2013
Vice President and Chief Compliance Officer
CCO, MLRO and senior officer for full service FINRA broker/dealer, SEC registered investment adviser and insurance agency subsidiary of ING with additional cross functional responsibilities ...
Jan 2003 — Feb 2012
President
Senior chief executive officer of GE subsidiary full service broker/dealer and investment advisor operations with 2000 RRs and a staff of 75 employees
Oct 2000 — Jun 2002
Vice President and Chief Compliance Officer
Compliance management and supervisory responsibilities for a variable life and annuity distributor, a general securities broker/dealer and a SEC registered investment adviser with a sales fo...
Sep 1997 — Oct 2000
Director of Compliance
150 north Radnor Chester Rd, Radnor, PA 19087
Director of Compliance for broker/dealer and Registered Investment Adviser subsidiary of Lincoln National Life Insurance Company with a field sales force of 3,000 registered representatives
Apr 1995 — Sep 1997
Financial Planner
Financial planning and retirement planning
Recommended investment and insurance products, including stocks, bonds, mutual funds, investment advisory services, life insurance and annuities ...
Aug 1989 — Apr 1995
Vice President of Compliance and Administration
Chief Compliance and Administrative Officer for a full service self-clearing regional broker/dealer specializing in OTC underwriting and market making, trading and retail sales with a sales ...
Jun 1986 — Aug 1989
Senior Examiner
Conducted on site financial, operational, sales and compliance examinations/audits of NASD member broker/dealers for compliance with SEC, NASD, MSRB and state rules and regulations
Researc...
Oct 1980 — Jul 1986
Education
1979 — 1980
1975 — 1979
Occupations
Executive
Director of Quality Control
Accountant
Finance and Accounting Specialist
Compliance Manager
Accounting Bookkeeper
Bookkeeper
Skills
Securities
Finra
Mutual Funds
Investment Advisory
Investments
Finance
Fixed Annuities
Management
Alternative Investments
Sec
Insurance
Financial Services
Strategic Financial Planning
Aml
Retirement Planning
Financial Planning
Anti Money Laundering
Operations Management
Fixed Income
Risk Management
Securities Regulation
Asset Management
Supervision
Compliance
Series 24
FAQs about Chris Cokinis
What's the profession of Chris Cokinis?
This professional's job is Chief Compliance Officer
What jobs is Chris a professional at?
Chris is a professional Executive and Director of Quality Control jobs.
Where does Chris Cokinis live?
Chris lives in Overland Park, Kansas.
What is Chris's email?
Chris Cokinis's email is ch**@yahoo.com and ch**@ifpartners.com.
How many companies did Chris Cokinis work at?
Chris Cokinis worked at 12 jobs.
What education does Chris Cokinis have?
Chris studied at the Eastern Illinois University from 1979 to 1980.
What are the certifications of Chris Cokinis?
The professional received the following certifications: Certified Securities Compliance Professional, Certified Regulatory and Compliance Professional, and Finra Series 7, 24, 4, 53, 27, 63, 65, 99.
Are there any industries, that Chris Cokinis is connected to?
This professional works in Financial Services industry.