Cathleen Seneca

Cathleen Seneca

CEO/President, CFO, CCO and SROP at First Bermuda Securities

Cathleen Seneca has been working as a Certified Regulatory Compliance Professional/Senior Consultant at Oyster Consulting, LLC since 2012. Moreover, Cathleen has an employment history at more than 12 companies in the relevant field. Cathleen has a total work experience of 25+ years. Cathleen Seneca studied at the Wharton School FINRA Institute from 1999 to 2000. Nowadays this professional lives in New York, New York region. Find this expert's current phone number and email with SoftwareOfficial search.
Name variants:
Catherine Seneca
Last updated Jul 05, 2024

Contact Information

Last Update
Jan 29, 2016
Location
New York, NY

Workplace

Oyster Consulting, LLC
Certified Regulatory Compliance Professional/Senior Consultant

Glen Allen, VA

Industry

Financial Services

Work History

Certified Regulatory Compliance Professional/Senior Consultant

from Jul 2012

CEO/President, CFO, CCO and SROP

Hamilton, Bermuda
from Feb 2013

CRCP Consultant

417 5th Avenue, New York, NY
from Mar 2012

CCO of E*TRADE Clearing

Jersey City
Feb 2007 — Nov 2011

MD/CVO/Senior Registered Option Principal

2004 — 2007

CCO/Regulatory Director for Fleet Trading 04 to10/2001

2001 — 2004

CCO/First VP/Executive Committee of Management/Municipal Principal

1996 — 2001

President/Chief Compliance Officer/Municipal Principal/Compliance Registered Option Principal

Jan 1995 — Sep 1996

CCO/Compliance Registered Option Principal

Jul 1994 — Jan 1995

Sales/Marketing Representative

Nov 1993 — Jul 1994

Corporate Vice President - Regional Compliance Manager

Jul 1986 — Oct 1993

Education

Occupations

Executive
Chief Executive Officer
Chairperson
Financial Director
Counselor
Senior Advisor
Accountant
Finance and Accounting Specialist
Corporate Executive
Chief Executive
Financial Officer
Financial Manager
Advisor
Accounting Bookkeeper
Bookkeeper

FAQs about Cathleen Seneca

What is the main profession of Cathleen Seneca?

The expert is a CEO/President, CFO, CCO and SROP at First Bermuda Securities.

What are the profession of The professional?

These person's professions are Executive and Chief Executive Officer

Where does Cathleen Seneca live?

Cathleen currently lives in New York, New York.

How many companies did Cathleen Seneca work at?

The professional worked at 12 jobs.

Where has Cathleen Seneca studied?

Cathleen studied at the Wharton School FINRA Institute from 1999 to 2000.

Are there any special industries Cathleen Seneca is connected to?

Cathleen works in Financial Services industry.
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