We found the following information about Brad Nassau at Consulting Group, where this expert has worked as a Managing Director - Regulatory and Compliance Practice Lead since 2015. Brad's total work experience is over 19 years, during which time this professional had at least ten jobs at different places to develop professional skills. Brad Nassau studied at the Brooklyn Law School from 1999. This person has the following certificates: Jd, Cams Certified Anti Money Laundering Specialist, Finra Series 24, and Finra Series 7. Brad can be found in New York, New York – where this expert is currently located. You can find this professional's current phone number and email with SoftwareOfficial search.
Name variants:
Bradford Nassau,
Bradley Nassau
Last updated Jul 05, 2024
Contact Information
Workplace
Managing Director - Regulatory and Compliance Practice Lead
Industry
International Affairs
Colleagues
Work History
President
Granite Bay, CA
Regulatory Compliance, Risk Management and consulting Program Management across multiple platforms and strategies including ATS, Broker Dealers, Investment Advisors, Banks and Family Offices...
from Jan 2013
Vice President Prime Brokerage, Securities Lending, Futures Compliance
200 West St, New York, NY 10006
US, Europe and Asia based Securities Lending Proprietary, Hedge Fund and Agency Trading Advisory Compliance relating to regulatory requirements pursuant to Regulation SHO, 204, and SEC regul...
Aug 2006 — May 2012
Vice President - Regulatory Reporting Compliance
1585 Broadway, New York, NY 10003
May 2004 — Jul 2006
Vice President - Custody Compliance
270 Park Ave, New York, NY 10010
Aug 2001 — Apr 2004
In House
41st 8Th Ave, New York, NY 10014
Transactional and litigation work involving ERISA, SEC USDepartment of Labor regulatory compliance issues related to registered investment companies and employee benefit and pension plans. D...
Apr 2000 — Jul 2001
New York, NY
Apr 2000 — Jul 2001
Education
1999 — 1999
1987 — 1991
Occupations
Executive
Chairperson
Chief Executive Officer
Director of Quality Control
Chief Executive
Corporate Executive
Compliance Manager
Skills
Hedge Funds
Securities
Prime Brokerage
Fixed Income
Private Equity
Risk Management
Capital Markets
Aml
Equities
Series 7
Legal Compliance
Sec
Etfs
Securities Lending
Financial Services
Securities Regulation
Finra
Equity Trading
Series 24
Kyc
Regulation Ats
Compliance
Cftc
Insurance
Regulatory Reporting
Surveillance
Regulatory Affairs
Cds
Financial Reporting
Alternative Investments
Sec Compliance
Erisa
Sec Reporting
Collective Bargaining
Volker
Doddfrank
Nyse
Cme
Position Limits
Securities Law
Volunteer Management
Futures
Equity Swaps
Brazil
Sas70
Non Profits
Six Sigma
Eze Castle
Ficc
Cams
Series 7 & 24
Compliance Prime Brokerage Regulatory Reporting Policies & Procedures Surveillance Training Regulatory Affairs Securities Lending Inventory Management FINRA KYC SEC Equity Trading ERISA SEC compliance SEC reporting Collective Bargaining Volker DoddFrank NYSE CME Position Limits Securities Law Volunteer Management Futures Equity Swaps Insurance Brazil SAS70 ETFs Non-profits Six Sigma CDS Eze Castle FICC
FAQs about Brad Nassau
What is the main profession of Brad Nassau?
Brad Nassau is a Managing Director - Regulatory and Compliance Practice Lead.
What are the main profession of Brad?
These person's professions are Executive and Chairperson
Where is Brad Nassau located?
Brad Nassau is located in New York, New York.
What is Brad Nassau's email?
Brad's email is bn**@gmail.com.
Where did Brad Nassau work?
This expert worked at Consulting Group, Global Compliance Group..
What education does Brad Nassau have?
Brad studied at the Brooklyn Law School from 1999.
What are the certifications of Brad Nassau?
The professional received the following certifications: Jd, Cams Certified Anti Money Laundering Specialist, Finra Series 24, and Finra Series 7.
What is the industry that Brad Nassau is connected to?
Brad Nassau works in Investment Banking industry.