Bob Paul has been working as a Volunteer Attorney, Prisoners' Rights Project at Legal Aid Society since 2018. Additionally, this expert has on-the-job experience at more than 19 companies in the relevant field. Bob has a total work experience of 35+ years. Bob Paul studied at the New York University School of Law from 1977 to 1980. Currently this expert lives in New York, New York region. Find this person's actual email address and phone through our search.
Name variants:
Robert Paul
Last updated Jul 04, 2024
Contact Information
Last Update
Jun 30, 2022
Email
cr**@yahoo.com, bo**@cargill.com
Location
New York, NY
Company
Workplace
Colleagues
Work History
Volunteer Attorney, Prisoners' Rights Project
199 Water St, New York, NY 10038
Advocate for individuals incarcerated in New York State prisons whose rights are being violated.
from Apr 2018
Chief Compliance Officer
Worked with senior management and staff to create, develop or revise rules, policies, procedures, manuals and documentation to address the transition from agricultural products to cryptocurr...
Apr 2017 — Jan 2018
Consultant
Addressed legal, regulatory and compliance issues related to trading futures, options, swaps and commodities on exchanges, SEFs and in the over-the-counter markets .
Aug 2014 — Sep 2015
Director, Derivatives Compliance
1177 Avenue Of The Americas, New York, NY 10036
Drafted applications, rulebooks, compliance manuals and other related documentation to register TW SEF LLC and DW SEF LLC as swap execution facilities (“SEFs”) with the Commodity Futures Tra...
Jun 2011 — Nov 2013
Executive Director
Advised management, traders, sales and operations personnel and addressed legal, regulatory and compliance issues related to trading and clearing futures, equities, options, commodities and ...
Feb 2010 — May 2011
Counsel
Contributed to the development and expansion of the Alternative Investments Group by advising US and off-shore clients on legal and regulatory issues related to trading and investing in comm...
Jul 2008 — Dec 2009
Chief Executive Officer and Sole Proprietor
Advised innovative trading platforms, including:
WeatherBill, Inc., an electronic dealer market offering customized weather hedge contracts; and
Nodal Exchange, LLC, a new exchange for fu...
Nov 2007 — Jun 2008
General Counsel and Executive Vice President
Advised the Chairman and CEO, senior management and the Board of Governors and board committees of the Exchange on legal, regulatory and policy issues, the resolution of which positioned th...
Oct 2005 — Oct 2007
Vice President Law Department
15407 Mcginty Rd west, Wayzata, MN 55391
Chief Legal Officer of Cargill Investor Services, Inc. (“CIS”), a registered futures commission merchant, and its subsidiaries, including a registered broker-dealer, an interbank foreign ex...
Mar 2004 — Sep 2005
General Counsel
311 south Wacker Dr SUITE 1700, Chicago, IL 60606
Prepared OneChicago’s application to the CFTC for approval as a security futures exchange and its notice registration with, and negotiated exchange rules and policies with the CFTC, the SEC ...
Oct 2001 — Mar 2004
Partner
Chicago, IL
Co-Leader of the Energy and Derivatives Practice Group.
Jan 2001 — Sep 2001
Vice President, Legal Department
Addressed legal, regulatory and compliance issues related to trading futures, options and commodities on exchanges and in the over-the-counter markets and responded to inquiries from regula...
Aug 1997 — Sep 1999
Associate General Counsel, First Vice President
New York, NY
Addressed legal and compliance issues related to futures, options, commodities, foreign currencies, equities, municipal bonds, government securities, and public and private managed futures ...
Apr 1987 — Jul 1997
Education
1977 — 1980
1973 — 1977
Occupations
Executive
Director
Volunteer
Lawyer
Advocate
Accountant
Finance and Accounting Specialist
Operations Manager
Non-Profit
Jurist
Legal Counsel
Accounting Bookkeeper
Bookkeeper
Skills
Derivatives
Securities
Financial Markets
Equities
Capital Markets
Options
Equity Derivatives
Electronic Trading
Hedge Funds
Trading
Fixed Income
Bonds
Commodity
Swaps
Trading Systems
Investment Banking
Corporate Finance
Litigation
Commodity Markets
Regulatory Affairs
Prime Brokerage
Futures