Tom Ferrante

Vice President, Margin Manager

Tom Ferrante is a skilled expert, that works in Financial Industry Regulatory Authority (Finra) as a Senior Financial Operations Examiner from 2015. This person gained professional experience in more than seven positions at various companies. Tom Ferrante went to the Kingsborough Community College and received education there from 1990 to 1992. Tom Ferrante has such professional qualifications as Series 99 (Operations Professional) and Financial Industry Regulatory Authority (Finra). New York, New York is the area, where this person was lastly known to live. This person's phone number and email are accessed through SoftwareOfficial by request.
Name variants:
Thomas Ferrante
Last updated Jun 22, 2024

Contact Information

Last Update
Jun 25, 2022
Email
je**@msn.com
Location
New York, NY

Workplace

Financial Industry Regulatory Authority (FINRA)
Senior Financial Operations Examiner

Industry

Financial Services

Work History

Senior Financial Operations Examiner

Jun 2015 — May 2017

Vice President, Margin Manager

New York
from May 2017

Manager, Margin Regulatory

605 3Rd Ave, New York, NY 10158
Feb 2010 — Aug 2014

Margin Manager

1981 Marcus Ave, Lake Success, NY
Aug 2006 — Feb 2010

Margin Operations Assistant Vice President

Adp
1 Adp Blvd, Roseland, NJ 07068
Jan 2004 — Aug 2006

Margin Operations Assistant Vice President

Jan 2002 — Jan 2004

Margin Supervisor

Aug 1997 — Jan 2002

Occupations

Executive
Vice President
Manager
Examiner
Accountant
Finance and Accounting Specialist
Chief Executive
Operations Manager
Inspector
Accounting Bookkeeper
Bookkeeper

Skills

Risk Management
Prime Brokerage
Securities
Financial Services
Finra
Options
Securities Lending
Team Leadership
Back Office
Financial Risk
Management
Securities Regulation
Customer Service
Outsourcing Management
Anti Money Laundering
Margin
Cash Management
Offshore Outsourcing
Margin Interest
Financial Reporting
Aml
Series 99
Ofac

FAQs about Tom Ferrante

What is the main profession of Tom Ferrante?

Tom Ferrante is a Vice President, Margin Manager.

What are the profession of Tom?

These person's professions are Executive and Vice President

Where is Tom Ferrante currently located?

Tom Ferrante is currently located in New York, New York.

What is the professional's email?

Tom's email is je**@msn.com.

Where did Tom Ferrante work?

This person worked at Financial Industry Regulatory Authority (Finra), Industrial and Commercial Bank of China (Icbc) Financial Services Llc.

What education does Tom Ferrante have?

Tom studied at the Kingsborough Community College from 1990 to 1992.

Are there any professional certifications Tom Ferrante has?

This expert received the following certifications: Series 99 (Operations Professional) and Financial Industry Regulatory Authority (Finra).

Are there any special industries, that Tom Ferrante works in?

This person works in Financial Services industry.
Login