Todd Shaw
Series 24 Principal - Public Communications Analyst at Stifel, Nicolaus & Company, Incorporated
Todd Shaw is a highly qualified professional, who works in Stifel Financial Corp as a Series 24 Principal - Public Communications Analyst from 2012. Todd Shaw has earned professional experience in more than nine positions at different companies. Todd Shaw went to the University of Illinois Springfield and received education from 2008 to 2014. Saint Louis, Missouri is the area, where this person was known to be located. Todd's email address and phone number are accessed through SoftwareOfficial by request.
Name variants:
Todd Shaw
Last updated Jun 23, 2024
Contact Information
Workplace
Series 24 Principal - Public Communications Analyst
Saint Louis, MO
Industry
Financial Services
Colleagues
Work History
Series 24 Principal - Public Communications Analyst
Greater St. Louis Area
from 2012
Compliance Officer
Bloomington/Normal, Illinois Area
Aug 2007 — Dec 2007
Licensed Financial Specialist
Bloomington/Normal, Illinois Area
Jan 2003 — Sep 2003
Investment Advisor Representative / Agency Owner/ Multi-Line Ins. Agent
Greater Chicago Area
Feb 1992 — Mar 2002
Life & Health Insurance Agent
Oklahoma City, Oklahoma Area
Jan 1991 — Jan 1992
Education
2008 — 2014
2003 — 2006
2001 — 2003
1988 — 1990
Occupations
Professor
School Principal
Analyst
Accountant
Finance and Accounting Specialist
Examiner
School Administrator
Educational Manager
Analysts
Accounting Bookkeeper
Bookkeeper
Inspector
Skills
Superior Communication
Able To Multi-task
Team Building
Dependable
FINRA
SEC reporting
Compliance Audits
RIA
Training & Development
OFAC
Securities Regulation
Dispute Resolution
Financial Markets
Insurance
Quality Auditing
SEC filings
Series 24
Series 7
Securities
Asset Management
Investment Strategies
Equities
Finance
Broker-Dealer
Investments
Mutual Funds
Investment Advisory
Uniform Combined State Law
Strategic Financial Planning