Terra R Prince is a eficient expert, that works in Charles Schwab main office of which is in 1096. on the position of Managing Director, Compliance from 2018. This expert gained professional experience in more than six positions at different companies. Terra R Prince went to the Palm Beach State College and was studying. This person has professional qualifications: Cams, Certified Anti-Money Laundering Specialist and Acams. Grand Prairie, Texas is the city, where this person was lastly known to be located. The person's phone number and email can be accessed through SoftwareOfficial on demand.
Name variants:
Terra Prince
Last updated Jun 21, 2024
Contact Information
Workplace
Managing Director, Compliance
San Francisco, CA
Industry
Financial Services, Security Broker/Dealer
Colleagues
Work History
Managing Director, Compliance
211 Main St, San Francisco, CA 94105
Feb 2018 — Oct 2019
Director, Aml Compliance Officer
350 North St, Dallas, TX 75203
Apex is a leading provider of clearing and execution solutions to the financial services industry. Our customers are some of the largest and most sophisticated institutional and retail broke...
Mar 2016 — Jan 2018
Occupations
Executive
Director of Quality Control
Chief Executive Officer
Accountant
Finance and Accounting Specialist
Compliance Manager
Corporate Executive
Chief Executive
Accounting Bookkeeper
Bookkeeper
Skills
Securities
Finra
Series 24
Series 7
Certified Anti Money Laundering
Registered Investment Advisor
Management
General Securities Registered Representative
General Securities Principal
Municipal Securities Principal
FAQs about Terra R Prince
What is the main profession of Terra R Prince?
This professional's job is Chief Compliance Officer
What jobs is Terra R Prince a professional at?
Terra is proficient at such jobs as Executive and Director of Quality Control.
Where is Terra R Prince located?
The expert is currently located in Grand Prairie, Texas.
Where did Terra R Prince work?
This expert worked at Charles Schwab, Hodges Capital Management.
What education does Terra R Prince have?
Terra studied at the Palm Beach State College.
What are the certifications of Terra R Prince?
Terra received the following certifications: Cams, Certified Anti-Money Laundering Specialist and Acams.
What is the industry that Terra R Prince worked in?
Terra R Prince works in Financial Services industry.
What are professional skills of Terra R Prince?
Terra has the following skills: Securities, Finra, Series 24, Series 7, Certified Anti Money Laundering, Registered Investment Advisor, and Management.