Stephen Philip
Investment Consultant and Regional Vice President
Stephen Philip is a qualified professional, that works in Financial Industry Regulatory Authority (Finra) on the position of Finra Arbitrator since 2018. This expert has earned professional experience in more than seven positions at different companies. Stephen Philip went to the Miami University and was studying there from 1982 to 1985. Charlotte, North Carolina is the area, where this person was known to settle. This person's email address and phone can be easily accessed through this website on demand.
Name variants:
Steven Philip,
Stephan Philip,
Steffan Philip,
Stefan Philip,
Steve Philip,
Stevie Philip,
Steph Philip,
Steff Philip,
Stef Philip,
Steffl Philip
Last updated Jun 20, 2024
Contact Information
Last Update
Jul 8, 2022
Email
sp**@zacks.com, sf**@yahoo.com
Location
Charlotte, NC
Workplace
Colleagues
Work History
Finra Arbitrator
Approved to serve as a non-public arbitrator in securities industry disputes.
from Mar 2018
Investment Consultant and Regional Vice President
227 west Monroe St, Chicago, IL 60606
Consulting for separately managed accounts and the Zacks Advantage robo-advisor platform.
from Jun 2016
Vice President | Client Relationship
100 north Tryon St, Charlotte, NC 28202
Vice President, Municipal Sales and Marketing Directed the regional municipal sales desk across 15 states. Supervised three other professionals in performing at optimal levels. Facilitated w...
Mar 2003 — Jan 2011
Entrepreneur, Founding Partner | Client Relationship
Provided leadership and direction to all aspects of accounting, financial management and budgeting to SVP. Prepared the financial statements for forecasting, bank and regulatory review.
Ke...
from Jan 2011
Partner
Maintained a trading book of equities and options. Successfully created strategies that capitalized on corporate news and earnings related events.
Key Responsibilities:
Drafted daily repo...
Feb 2000 — Mar 2003
Financial Consultant
New York, NY
Established a consulting team that built an advisory practice that reached 150 high net worth families and $900 million in assets. Successfully nurtured cross-firm relationships in trust, a...
Jul 1992 — Jan 2000
Financial Planner
Created financial planning practice that approached clients consultatively through the financial planning process. Acquired 50 planning clients, and investing client assets to reach specifi...
Dec 1990 — Jul 1992
Education
1982 — 1985
1981 — 1982
1977 — 1981
Occupations
Executive
Regional Vice President
Counselor
Lawyer
Arbitrator
Accountant
Finance and Accounting Specialist
Vice President
Chief Executive
Advisor
Referee
Judge
Accounting Bookkeeper
Bookkeeper
Skills
Portfolio Management
Investments
Alternative Investments
Fixed Income
Management
Asset Allocation
Asset Management
Investment Strategies
Bonds
Securities
Leadership
Equities
Strategic Planning
Capital Markets
Investment Management
Series 7
Investment Advisory
Investment Banking
Wealth Management
Series 63
Hedge Funds
Alternative Energy
Renewable Energy Systems
Client Relations
Customer Experience
Credit Analysis
Emerging Markets
Financial Advisory
Key Client Relationships
Client Services
Client Development
Client Liaison
Client Education
Client Presentation
Options Strategies
Etfs
FAQs about Stephen Philip
What's the main profession of Stephen Philip?
This professional's job is Investment Consultant and Regional Vice President
What are the main profession of Stephen?
These person's professions are Executive and Regional Vice President
Where is Stephen Philip located?
Stephen is currently located in Charlotte, North Carolina.
What is Stephen's email?
Stephen Philip's email is sp**@zacks.com and sf**@yahoo.com.
Where did Stephen Philip work?
This expert worked at Financial Industry Regulatory Authority (Finra), Zacks Investment Management.
What education does Stephen Philip have?
Stephen studied at the Miami University from 1982 to 1985.
What languages does Stephen Philip speak?
Stephen Philip speaks English and Russian.
Are there any special industries, that Stephen Philip works in?
Stephen works in Financial Services industry.