Stephen Harman is a qualified professional, working in Bank of America Merrill Lynch main office of which is in 779. as a Director - Senior Audit Manager since 2018. This person has earned professional experience in more than 12 positions at various companies. Stephen Harman went to the Icaew and got education from 1991 to 1995. New York, New York is the area, where this professional was known to be located. This professional's e-mail and phone are easily accessed through SoftwareOfficial by request.
Name variants:
Steven Harman,
Stephan Harman,
Steffan Harman,
Stefan Harman,
Steve Harman,
Stevie Harman,
Steph Harman,
Steff Harman,
Stef Harman,
Steffl Harman
Last updated Jun 19, 2024
Contact Information
Last Update
Jan 29, 2016
Email
st**@gmail.com, st**@ubs.com, st**@gmail.com
Location
New York, NY
Company
Workplace
Director - Senior Audit Manager
Charlotte, NC
Industry
Financial Services
Colleagues
Work History
Director - Senior Audit Manager
100 north Tryon St, Charlotte, NC 28202
from Apr 2018
Director - Group Internal Audit
UBS works with private clients, institutions and corporations around the world to help answer some of life's questions – whether through expert wealth management advice, investment banking a...
Dec 2010 — Mar 2018
Treasurer
Treasurer of 501c7 with turnover of ~$500k
Responsible for all financial aspects of the Club including the budget, bank account, assets etc.
Approve ski and non ski trip budgets prior to ...
Jun 2009 — May 2012
Vice President Corporate Audit
New York, NY
Managed and maintained audit oversight of overall control environment for Equity Derivative Business and Prime Brokerage business units. Key outputs included business risk assessment, annual...
Mar 2005 — May 2009
Vice President - Corporate Audit
Audit relationship management, audit planning and execution of Fixed Income and Research business units, provision of technology support to US based Technology audit team.
Extensive produc...
Sep 2001 — Mar 2005
Manager - Audit
Product experience including FX, Money and Derivative trading, as well as Investment Banking services such as Syndicated Loans, Bi-lateral lending, Structured, Project, and Aircraft Finance...
Sep 1998 — Sep 2001
Vice President - Corporate Audit
1166 Avenue Of The Americas, New York, NY 10036
Planned and conducted office audits globally at locations including Hong Kong, Bermuda, Copenhagen, Stuttgart, Boston spanning all Marsh companies including Putnam (Asset Management), Marsh...
Sep 1997 — Sep 1998
Auditor
Medium Sized Public Practice (Top 20) focusing on insurance clients including Lloyd’s of London.
Sep 1989 — Sep 1997
Education
1991 — 1995
1989 — 1992
Occupations
Executive
Director
Accountant
Finance and Accounting Specialist
Treasurer
Operations Manager
Accounting Bookkeeper
Bookkeeper
Financial Officer
Financial Manager
Skills
Operational Risk
Operational Risk Management
Financial Risk
Enterprise Risk Management
Risk Management
Private Equity
Due Diligence
Financial Modeling
Sarbanes-Oxley Act
Capital Markets
Investment Banking
Corporate Finance
Fixed Income
Auditing
Internal Audit
Finance
Banking
Sarbanes Oxley Act
Financial Services
Internal Controls
Derivatives
Aml
Asset Management
Kyc
Market Risk
Cisa
Credit Risk
Basel Ii
Financial Analysis
Hedge Funds
Equities
Anti Money Laundering
FAQs about Stephen Harman
What's the profession of Stephen Harman?
This professional's job is Director - Senior Audit Manager
What jobs is Stephen proficient at at?
The expert is proficient at Executive and Director jobs.
Where does Stephen Harman live?
New York, New York is the place where Stephen Harman currently lives
Does the professional have the email address?
st**@gmail.com and st**@ubs.com is The professional's email address.
Where did Stephen Harman work?
Stephen Harman worked at Bank of America Merrill Lynch, Ubs.
What education does Stephen Harman have?
Stephen studied at the Icaew from 1991 to 1995.
Are there any professional industries, that Stephen Harman is connected to?
This professional works in Financial Services industry.
Are there any professional skills, that Stephen Harman has?
Stephen Harman has the following skills:.