Stephanie Negrotti is a high-level professional, working in Charles Schwab main office of which is in 1096. as a Compliance Manager since 2018. This person has earned professional experience in more than six positions at different companies. Stephanie Negrotti went to the University of New Hampshire and received education from 2008 to 2012. This professional has these professional qualifications: Series 7 - General Securities Representative, Series 6 - Investment Company Products/Variable Contracts Limited Representative, and Series 26 - Investment Company Products/Variable Contracts Limited Principal. Beverly Farms, Massachusetts is the city, where this person was known to settle. This person's phone number and email are accessed through SoftwareOfficial by request.
Name variants:
Stephany Negrotti,
Stephania Negrotti,
Stephana Negrotti,
Stefanie Negrotti,
Stefania Negrotti,
Stefana Negrotti,
Steffanie Negrotti,
Steph Negrotti,
Stephie Negrotti,
Steff Negrotti,
Steffy Negrotti,
Stevie Negrotti
Last updated Jun 20, 2024
Contact Information
Last Update
Jul 3, 2022
Email
st**@putnam.com, ne**@gmail.com
Location
Beverly Farms, MA
Company
Workplace
Compliance Manager
San Francisco, CA
Industry
Financial Services, Security Broker/Dealer
Colleagues
Work History
Compliance Manager
211 Main St, San Francisco, CA 94105
As of 4/1/2018, Portfolio Management for the Windhaven Strategies is provided by Windhaven Investment Management (“Windhaven”), a division of Charles Schwab Investment Advisory, Inc. (“CSIA”...
from Apr 2018
Compliance Manager
1 International Pl, Boston, MA 02110
Jul 2017 — Mar 2018
Compliance Analyst
100 Federal St, Boston, MA 02110
Putnam Investments is a global money management firm with 75 years of investment experience.Our broad range of investment products includes advisor-sold mutual funds; 401(k)s, IRAs, and othe...
Jul 1, 2014 — Jul 2017
Compliance Analyst
6 Kimball Ln, Lynnfield, MA 01940
Analyze representative transactions daily to ensure compliance with industry regulation through NetX360. -Confront representatives about account activity inconsistent with firm's Written Sup...
Jul 2012 — Jul 2014
Management Trainee Intern
600 Corporate Park Dr St, Louis, MO
Communicated, influenced, and interacted with customers, vendors, and co-workers. -Built effective management skills to deploy a fleet of 200+ vehicles in the most cost-effective manner. -De...
May 2011 — Aug 2011
Education
2008 — 2012
2004 — 2008
Occupations
Executive
Compliance Manager
Counselor
Accountant
Finance and Accounting Specialist
Advisor
Accounting Bookkeeper
Bookkeeper
Skills
Microsoft Excel
Powerpoint
Social Media
Microsoft Office
Microsoft Word
Series 7