Sherlyn Sam is a qualified professional, working in Bank of China as a Bsa Officer, Assistant Vice President from 2020. Sherlyn Sam has earned professional experience in more than 11 positions at different companies. Sherlyn Sam went to the California State University - Sacramento and was studying there from 2013 to 2015. New York, New York is the city, where this person was known to live. Their phone number and email can be easily accessed through this website by request.
Name variants:
Sherlyn Sam
Last updated Jun 19, 2024
Contact Information
Last Update
Jul 14, 2022
Email
sa**@gmail.com, sa**@gmail.com
Location
New York, NY
Company
Bank of China
Workplace
Bsa Officer, Assistant Vice President
Work History
Mlro and Financial Crimes Prevention Officer
Acting Money Laundering Reporting Officer (“MLRO”) and Financial Crimes Officer responsible for all matters related to AML/CFT, Fraud and Bribery & Corruption.
May 2016 — Nov 2016
Regional Aml Officer
Managed, investigate and report suspicious activities within Asia. Facilitated UAT for system implementation, actively coordinating with HO in the tuning of parameters for transaction monito...
Oct 2015 — Mar 2016
Controls Compliance Senior Compliance Officer
Managed, designed and performed the compliance testing scope (AML, Duty of Care, Investor Protection, Managing & Selling, Investment & Risk Suitability, Conflicts of Interest and Cross Borde...
Mar 2015 — Oct 2015
Anti-Money Laundering Specialist
Designed and implemented the AML framework, relevant policies/procedures and training organization wide (casino & hotel).
Jan 2014 — Mar 2015
Group Analyst - Aml and Cft Transaction Surveillance
Managed the corporate bank and private bank portfolios - providing advisory to the business units, investigating and reporting suspicious transactions to the Commercial Affairs Department.
Jul 2012 — Jan 2014
Cdd and Kyc Advisor, Corporate Bank
Pioneer member assisting the Regional CDD/KYC Head for South East Asia in building out and training the incumbent team. I also provide KYC advice to the corporate bank business units.
Mar 2011 — Jul 2012
Financial Executive Program Candidate
An intensive management program that selects the cream of the crop to undergo a fast-paced training program to groom future business managers and leaders.
Jun 2008 — Mar 2010
Education
2013 — 2015
2011 — 2012
2009 — 2011
2005 — 2008
2006 — 2006
2006 — 2006
2006 — 2006
Occupations
Executive
Assistant Vice President
Vice President
Chief Executive
Skills
Anti Money Laundering
Leadership
Anti Bribery/Corruption
Fraud
Project Management
Sanction
Banking
Investigation
Risk Management
Commercial Banking
Private Banking
Kyc
Correspondent Banking