Shannon Marcus is a eficient professional, working in Prudential Financial main office of which is in 137. as a Director, Products Compliance since 2019. This person gained professional experience in more than seven positions at various companies. Shannon Marcus went to the Syracuse University College of Law and received education from 1998 to 2001. New York, New York is the area, where this expert was lastly known to be located. Shannon Marcus's email address and phone can be easily accessed through SoftwareOfficial by request.
Name variants:
Shanon Marcus
Last updated Jun 18, 2024
Contact Information
Last Update
Jul 5, 2022
Email
sh**@yahoo.com, sh**@morganstanley.com
Location
New York, NY
Company
Workplace
Director, Products Compliance
Brewster, MA
Industry
Investment Advisory Service
Colleagues
Work History
Director, Global Head, Policies, Procedures and Regulatory Change Management
33 Whitehall St, New York, NY 10004
Nov 2016 — May 2017
Vice President, Legal and Compliance
1585 Broadway, New York, NY 10003
Member of the Regulatory Counsel and Policies and Procedures Group.
Manage release of Compliance policies from inception through writing, editing, and vetting with business (product and fi...
Sep 2005 — Nov 2016
Director, Legal and Compliance
Worked within the Legal Department's Early Dispute Resolution Group. Managed large caseload and negotiated settlements. Prepared customer complaint filings. - Transitioned to Compliance Depa...
Sep 2002 — Sep 2005
Judicial Law Clerk
Reviewed motions and briefs
conducted legal research
drafted opinions and summaries
conducted mediations between parties.
Aug 2001 — Sep 2002
Legislative Intern-Office of the Minority Leader
Conducted research for the Office of the Minority Leader and Counsel
drafted and presented original legislation
proofread speaches
responded to constituents' concerns
participated in we...
Jan 1998 — May 1998
Education
1998 — 2001
1994 — 1998
Occupations
Executive
Director
Operations Manager
Skills
Finra
Capital Markets
Legal Research
Equities
Private Equity
Aml
Alternative Investments
Dodd Frank
Derivatives
Compliance Policies and Procedures
Regulatory Counsel
Insurance and Annuities
Mutual Funds
Family Law
Legal Writing
Policy Analysis
Political Science
Editing
FAQs about Shannon Marcus
What's the profession of Shannon Marcus?
This professional's job is Director, Products Compliance
What are the profession of Shannon Marcus?
These person's professions are Executive and Director
Where is Shannon Marcus currently located?
Shannon Marcus is currently located in New York, New York.
Does the professional have the email address?
sh**@yahoo.com and sh**@morganstanley.com is Shannon's email address.
How many companies did Shannon Marcus work at?
Shannon Marcus worked at seven jobs.
What education does Shannon Marcus have?
Shannon studied at the Syracuse University College of Law from 1998 to 2001.
Are there any industries Shannon Marcus is connected to?
This person works in Financial Services industry.
Are there any skills Shannon Marcus has?
Shannon has the following skills: Finra, Capital Markets, Legal Research, Equities, Private Equity, Aml, Alternative Investments, Dodd Frank, Derivatives, and Compliance Policies and Procedures.