Sean Volpetti is a skilled professional, who works in Prideone main office of which is in 4. on the position of Consultant from 2018. Sean Volpetti gained professional experience in more than 11 positions at various companies. Sean Volpetti went to the Saint Leo University and was studying from 2004 to 2008. Sean has these professional qualifications: Series 6, Series 63, and Series 7. Orange, California is the area, where this expert was known to live. This expert's email address and number are easily accessed through this website by request.
Name variants:
Shaun Volpetti,
Shawn Volpetti,
Shane Volpetti
Last updated May 27, 2024
Contact Information
Last Update
Jul 12, 2022
Email
se**@yahoo.com
Location
Orange, CA
Company
Prideone
Workplace
Consultant
Work History
Consultant
420 Lexington Ave, New York, NY 10016
Consultant through PrideOne for TIAA/Nuveen in a similar role held while working for Nuveen directly.
Monitor investment guidelines in Charles River Development (CRD) on a pre-trade and po...
from Oct 2018
Consultant
3305 Mayflower Way, Lehi, UT 84043
Salesforce Client account updating and reporting
Lead generation and scrubbing for sales department
Ad hoc project work as requested
Sep 2017 — Oct 2018
Assistant Vice President
Chicago, IL
Monitor investment guidelines in Charles River Development (CRD) on a pre-trade and post trade
batch basis (equity, fixed income, derivatives and bank loans)
Daily interaction with portfo...
Sep 2014 — Dec 2015
Assistant Vice President
730 3Rd Ave, New York, NY 10017
Monitor investment guidelines in CRD for 1940 Act, sub-advised and client accounts on a pre-trade and overnight batch basis
Daily interaction with PMs and other investment professionals to...
Sep 2014 — Aug 2015
Valuation and Compliance Manager
700 Newport Center Dr, Newport Beach, CA 92660
Oversight of fund compliance operations responsible for insurance/annuity and retail fund products, including foreign/domestic equity and fixed income, derivatives, private equity, bank loa...
Oct 2006 — Sep 2013
Senior Compliance Analyst
280 Congress Street Brg, Boston, MA 02210
Implementation of Latent Zero Sentinel compliance system
Account conversion, including rule interpretation and creation, rule mapping and coding, troubleshooting
Review of Investment Mana...
Feb 2006 — Oct 2006
Compliance Manager
650 Newport Center Dr, Newport Beach, CA 92660
Oversight of portfolio compliance department consisting of 15 senior and junior staff members, including pre-trade and post trade batch compliance rules monitoring in proprietary complian...
Jun 1999 — Jan 2005
Education
2004 — 2008
Occupations
Executive
Compliance Manager
Skills
Investment Management
Management
Leadership
Microsoft Office
Microsoft Excel
Project Management
Valuation
Investment Compliance
Salesforce.com
Team Building
Fixed Income
Bond Pricing
Derivatives
Investments
Strategic Planning
Singing
Creative Writing
Equities
Mutual Funds
Operations Management
Training
Customer Service
Private Equity
Financial Reporting
Due Diligence
Trading
Analysis
Securities
FAQs about Sean Volpetti
What's the main profession of Sean Volpetti?
The expert is a Consultant.
What are the profession of This professional?
These person's professions are Executive and Compliance Manager
Where is Sean Volpetti currently located?
The expert is currently located in Orange, California.
Does Sean Volpetti have the email address?
se**@yahoo.com is Sean Volpetti's email address.
Where did Sean Volpetti work?
The professional worked at Prideone, Alliance Sports Group.
What education does Sean Volpetti have?
Sean studied at the Saint Leo University from 2004 to 2008.
Are there any professional certifications, that Sean Volpetti has?
The professional received the following certifications: Series 6, Series 63, Series 7, and Financial Industry Regulatory Authority.
Are there any professional industries, that Sean Volpetti is connected to?
Sean Volpetti works in Financial Services industry.