Ruth Lopez

Regulatory Compliance Consultant

Ruth Lopez is a eficient expert, that works in Proposed Bank as a Executive Vice President and Chief Risk and Compliance Officer from 2019. Ruth gained professional experience in more than nine positions at various companies. Ruth Lopez went to the Uc San Diego and received education there. San Diego, California is the city, where the professional was known to settle. Ruth's phone number and email are accessed through this website on demand.
Name variants:
Ruthie Lopez
Last updated Jun 17, 2024

Contact Information

Last Update
Jul 15, 2022
Email
rl**@seacoastcommercebank.com, rl**@regentsbank.com
Location
San Diego, CA
Company
Proposed Bank

Workplace

Executive Vice President and Chief Risk and Compliance Officer

Work History

Executive Vice President and Chief Risk and Compliance Officer

from Oct 2019

Senior Vice Present, Compliance and Chief Risk Officer

Aug 2015 — Oct 2018

Senior Manager, Compliance - Monitoring and Testing

350 Camino De La Reina SUITE 100, San Diego, CA 92108
Responsible for promoting a culture of consumer regulatory compliance by assisting in the design and implementation of the Compliance Management Program. Primarily responsible for a Complian...
Oct 2014 — Aug 2015

Vice President, Compliance Officer

Jul 2012 — Oct 2014

Assistant Vice President, Bsa and Compliance Officer

Apr 2011 — Jul 2012

Assistant Vice President, Bsa and Compliance Officer

875 Prospect St, La Jolla, CA 92037
Mar 2008 — Mar 2011

Assistant Vice President, Bsa and Compliance Officer

11939 Rancho Bernardo Rd SUITE 200, San Diego, CA 92128
Nov 2006 — Mar 2008

Senior Financial Institutions Examiner

Sacramento, CA
Jul 1993 — Nov 2006

Loan Servicing

1991 — 1993

Education

Occupations

Counselor
Executive
Executive Vice President
Compliance Officer
Accountant
Bank Examiner
Director of Quality Control
Chief Risk Officer
Advisor
Vice President
Chief Executive
Financial Compliance Examiner
Auditor
Compliance Manager

Skills

Risk Management
Credit
Banking
Financial Risk
Loans
Portfolio Management
Internal Audit
Commercial Banking
Financial Institutions
Credit Risk
Bank Secrecy Act
Internal Controls
Compliance
Auditing
Financial Analysis
Consumer Lending
Policy
Compliance Management
Ofac
Operational Risk Management
Enterprise Risk Management
Aml
Process Improvement
Fraud
Risk Assessment
Underwriting
Due Diligence
Retail Banking
Training
Usa Patriot Act
Administration
Microsoft Office
Quality Auditing
Fairs
Commercial Mortgages
Strategy
Executive Management
Credit Analysis
Commercial Lending
Finance
Securities
Compliance Audits
Bsa
Risk
Excel
Public Speaking
Customer Service
Fair Lending
Problem Solving
Audit
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