Russ Lemley

Senior Compliance Manager

Russ Lemley is a high-level professional, working in Capital Group main office of which is in 2. on the position of Senior Compliance Manager from 2020. Russ gained professional experience in more than four positions at different companies. Russ Lemley went to the Uc Irvine and was studying there from 1985 to 1987. Los Angeles, California is the area, where this professional was lastly known to be located. Their phone and email are accessed through this website on demand.
Name variants:
Russell Lemley
Last updated Jun 17, 2024

Contact Information

Last Update
Jul 9, 2022
Email
ru**@thecapitalgroup.com, ru**@capgroup.com, rc**@capgroup.com
Location
Los Angeles, CA
Company

Workplace

Senior Compliance Manager

Reno, NV

Work History

Senior Compliance Manager

333 south Hope St, Los Angeles, CA 90071
from Jan 2020

Senior Compliance Manager

Acted as compliance liaison with several business units in Capital Guardian Trust Company. Among other things, developed exception monitoring process.
Feb 1996 — Aug 2004

Securities Compliance Accountant

Examined investment advisers and investment companies for compliance with federal securities laws.
Mar 1991 — Feb 1996

Account Executive

225 Liberty St, New York, NY 10006
Interacted with institutional shareholders in Dreyfus money market funds.
Nov 1987 — Feb 1991

Education

Jan 1, 1985 — Dec 31, 1987
Jan 1, 1984 — Dec 31, 1985

Occupations

Executive
Compliance Manager
Accountant
Finance and Accounting Specialist
Accounting Bookkeeper
Bookkeeper

Skills

Mutual Funds
Securities
Asset Management
Valuation
Investments
Equities
Fixed Income
Investment Management
Alternative Investments
Trading
Investment Advisory
Securities Regulation
Investment Company Act
Compliance
Asset Managment
Corporate Governance
Risk Management
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