We found the following information about Ronald Smith at Hedge Fund, where Ronald has worked as a Compliance Officer since 2010. Ronald's total work experience is over six years, during which time Ronald had at least three jobs at different places to develop skills. Ronald studied at the Catholic University of America. Currently, Ronald lives in New York, New York. You can contact with Ronald by searching for phone or email or get full info by requesting access to the person's additional details from SoftwareOfficial.
Name variants:
Ron Smith,
Ronnie Smith,
Ronny Smith
Last updated Jun 16, 2024
Contact Information
Workplace
Colleagues
Work History
Compliance Officer
Experienced Compliance Professional: responsible for general regulatory analysis and compliance advisory for Dodd-Frank implementation in the Private Fund/Hedge Fund space. Maintain industr...
from Jan 2010
Vice President, Product Manager
Greater New York City Area
Institutional Repo Trading Product Manager responsible for Pre-trade on-boarding/trade account set-up. Due diligence verification with Legal & Documentation, Corporate Credit, Client Se...
Jan 2007 — Oct 2008
Vice President, Business Manager
Greater New York City Area
Direct Report to Global Rates Group COO with day-to-day management responsibilities across array of operations silos including Technology & Systems, Facilities Coordination, Office of Ge...
Jan 2001 — Dec 2006
Education
Occupations
Compliance Officer
Accountant
Bank Examiner
Executive
Director of Quality Control
Business Manager
Chief Operating Officer
Finance and Accounting Specialist
Vice President
Produce Manager
Financial Compliance Examiner
Auditor
Compliance Manager
Operations Manager
General and Operations Manager
Chief Executive
Accounting Bookkeeper
Bookkeeper
Production Manager
Skills
Due Diligence
Investment Banking
Management
Financial Services
Hedge Funds
Operational Risk
Dodd Frank
Fixed Income
Derivatives
Policy
Series 7
Banking
Wealth Management
Asset Management
Securities
Capital Markets
Capi
Investments
Public Speaking
Finance
Trading
Investment Advisor Compliance
Compliance Advisory
Strategic Planning
Business Process Improvement
Project Management
Leadership
FAQs about Ronald Smith
What's the main profession of Ronald Smith?
The expert is a Iaacp: Nrs.
What are the main profession of This expert?
These person's professions are Compliance Officer
Where does Ronald Smith live?
Ronald lives in New York, New York.
What is Ronald Smith's email?
Ronald Smith's email is sm**@aol.com.
Where did Ronald Smith work?
This expert worked at Hedge Fund, Merrill Lynch & Co..
What education does Ronald Smith have?
Ronald studied at the Catholic University of America.
What is the industry that Ronald Smith worked in?
Ronald works in Financial Services industry.
Are there any skills Ronald Smith has?
This person has skills in the following areas: Due Diligence, Investment Banking, Management, Financial Services, Hedge Funds, Operational Risk, Dodd Frank, Fixed Income, Derivatives, Policy, Series 7, and Banking.