Robert H Ingwer is a highly qualified expert, who works in Aca Compliance Group main office of which is in 4. on the position of Principal Consultant from 2019. This expert has earned professional experience in more than seven positions at various companies. Robert H Ingwer went to the New York Law School and was studying there from 2006 to 2009. New York, New York is the city, where the professional was known to be situated. Robert H Ingwer's e-mail and phone can be accessed through SoftwareOfficial on demand.
Name variants:
Bob Ingwer,
Bobbie Ingwer,
Bobby Ingwer,
Dob Ingwer,
Rob Ingwer,
Robbie Ingwer,
Robby Ingwer,
Robin Ingwer,
Bert Ingwer,
Bertie Ingwer
Last updated Jun 13, 2024
Contact Information
Last Update
Jul 12, 2022
Email
ri**@hotmail.com, ro**@hotmail.com
Location
New York, NY
Company
Workplace
Principal Consultant
New York, NY
Industry
Financial Services, Management Consulting Services, Nonclassifiable Establishments
Colleagues
Work History
Vice President, Private Markets Regulatory and Controls Officer
9 west 57Th St SUITE 4200, New York, NY 10019
Feb 2015 — Sep 2019
Vice President, Senior Local Compliance Officer
Created HSBC’s Monitoring and Testing Program including the development of an enhanced risk based 206(4)-7 Annual Compliance Testing Plan, Leadsheets and Workpaper Standards.
Drafted the 2...
May 2014 — Jan 2015
Assistant Vice President, Testing Officer
Conducted compliance reviews of Global Banking & Markets institutional trading desks.
Developed and executed risk based testing plans to assist in ensuring proper controls and processes we...
Jan 2012 — May 2014
Associate
370 Lexington Ave SUITE 511, New York, NY 10017
Assisted in conducting independent comprehensive mock SEC audits for major private investment funds, including examination of new deals, eligible assets, KYC, anti-money laundering, best exe...
Feb 2010 — Dec 2012
Legal Intern
Performed legal research regarding various securities statutes and regulations, including the Investment Advisor Act of 1940 and FINRA Rules.
Reviewed commercial contracts and sales and ma...
Nov 2007 — Nov 2008
Financial Advisor
Developed retirement plans for investing and hedging purposes involving products, including equity securities, fixed income securities, covered call options, and mutual funds.
Created, imp...
Jan 2005 — Jan 2006
Education
2006 — 2009
1995 — 1999
Occupations
Senior Advisor
Executive
Vice President
Advisor
Chief Executive
Skills
Securities
Investments
Equities
Fixed Income
Asset Management
Derivatives
Mutual Funds
Trading
Bloomberg
Hedge Funds
Series 7
Finra
Finance
Investment Advisory
Due Diligence
Alternative Investments
Financial Risk
Options
FAQs about Robert H Ingwer
What is the profession of Robert H Ingwer?
This professional's job is Principal Consultant
What jobs is Robert H Ingwer a professional at?
The expert is proficient at Senior Advisor jobs.
Where does Robert H Ingwer live?
New York, New York is the place where Robert H Ingwer lives
Does Robert H Ingwer have the email address?
ri**@hotmail.com and ro**@hotmail.com is The expert's email address.
Where did Robert H Ingwer work?
This person worked at Aca Compliance Group, Kkr & Co. L.p..
What education does Robert H Ingwer have?
Robert studied at the New York Law School from 2006 to 2009.
Are there any industries, that Robert H Ingwer works in?
Robert H Ingwer works in Investment Management industry.
What are the skills of Robert H Ingwer?
Robert has such skills as Securities, Investments, Equities, Fixed Income, Asset Management, Derivatives, Mutual Funds, Trading, Bloomberg, Hedge Funds, Series 7, Finra, and Finance.