Robert Hills is a high-skilled professional, working in Fisher Investments main office of which is in 689. on the position of Vice President - Legal and Complinace since 2015. This person has earned professional experience in more than seven positions at various companies. Robert Hills went to the Olivet College and got education there from 1992 to 1992. Berkeley, California is the city, where this expert was lastly known to be located. Robert Hills's email address and phone number are accessed through this website by request.
Name variants:
Bob Hills,
Bobbie Hills,
Bobby Hills,
Dob Hills,
Rob Hills,
Robbie Hills,
Robby Hills,
Robin Hills,
Bert Hills,
Bertie Hills
Last updated Jun 14, 2024
Contact Information
Last Update
Jul 12, 2022
Email
ro**@fisherinvestments.com, ra**@yahoo.com
Location
Berkeley, CA
Company
Workplace
Vice President - Legal and Complinace
San Francisco, CA
Industry
Investment Advice, Investment Advisory Service
Colleagues
Work History
Vice President - Legal and Complinace
5525 northwest Fisher Creek Dr, Camas, WA 98607
from Apr 2015
Chief Compliance Officer
44 Montgomery St #3730, San Francisco, CA 94104
Manage firmwide Investment Adviser compliance program, creating and documenting comprehensive policies and procedures to meet SEC Rule 206(4)-7 demands. Manage the development and third part...
Sep 2012 — Mar 2015
Managing Director
Provided innovative and creative solutions and regulatory guidance to the institutional asset management business, i.e., registered investment advisors, mutual funds, broker-dealers, and ban...
Sep 2010 — Sep 2012
Vice President, Chief Compliance Officer
San Francisco, CA
Successfully managed firmwide Investment Adviser compliance program, creating and documenting comprehensive policies and procedures to comply with SEC Rule 206(4)-7. Revamped Compliance Stan...
May 2007 — Jun 2010
Manager, Fund Administration
225 west Wacker Dr, Chicago, IL 60606
Manager, Fund Administration - Responsible for all financial reporting, tax reporting and compliance monitoring. Reviewed fund reporting, filings, and external marketing materials to insure ...
2000 — 2006
Education
1992 — 1992
Occupations
Executive
Vice President
Director of Quality Control
Counselor
Chief Executive
Compliance Manager
Advisor
Skills
Regulatory Compliance
Mutual Funds
Fund Administration
Financial Analysis
Investments
Investment Management
Financial Reporting
Erisa
Asset Managment
Fixed Income
Business Strategy
Forecasting
Tax
Management
Brokers
Private Equity Funding
Product Management
Grantor Trust
Etfs