Robert Estela

Audit Consultant

Ubs
Robert Estela is a qualified expert, that works in Ubs as a Audit Consultant since 2019. This expert gained professional experience in more than seven positions at different companies. Robert Estela went to the Baruch College and got education from 1992 to 1998. Robert Estela has such professional qualifications as Six Sigma Greenbelt, Certified Information Systems Auditor, and Bank of America. Commack, New York is the city, where this expert was known to be located. Robert Estela's email address and phone number can be accessed through SoftwareOfficial by request.
Name variants:
Bob Estela, Bobbie Estela, Bobby Estela, Dob Estela, Rob Estela, Robbie Estela, Robby Estela, Robin Estela, Bert Estela, Bertie Estela
Last updated Jun 14, 2024

Contact Information

Last Update
Jul 9, 2022
Location
Commack, NY
Company
Ubs

Workplace

Audit Consultant

New York, NY

Industry

Security Broker/Dealer

Work History

Audit Consultant

Ubs
Conduct reviews and audits of specific business areas Provide practical, innovative and value-added solutions to issues identified Analyze and assess IT risks and barriers to delivery by ...
from Oct 2019

Compliance Consultant

801 south Figueroa St SUITE 2300, Los Angeles, CA 90017
Develop and write Policy document and procedures (sampling methodology, reporting, etc.) Create template for Policy and Procedures requiring customization to reflect current processing Dev...
from Mar 2019

Vice President Compliance and Ethics

225 Liberty St, New York, NY 10006
Dec 2016 — Jun 2017

Avp, Senior Compliance Testing Officer

AVP, Senior Compliance Testing Officer at HSBC
Oct 2015 — Dec 2016

Internal Audit Manager

Apr 2008 — Jun 2015

 Senior Audit Consultant

100 north Tryon St, Charlotte, NC 28202
Utilize analytical skills and product/technical expertise to execute assigned audits. Lead team activities (completion of scoping tools, process mapping, risk assessments, Tollgates) on au...
May 2006 — Apr 2008

 Senior Internal Control Analyst-Sarbanes Oxley

Document internal controls to ensure compliance with regulations. Assist in establishing guidance and internal controls by performing interviews, walkthroughs and data analysis to evaluate...
Aug 2005 — Apr 2006

Education

1992 — 1998

Occupations

Counselor
Advisor

Skills

Risk Management
Internal Audit
Internal Controls
Banking
Financial Services
Finance
Financial Risk
Operational Risk
Auditing
Enterprise Risk Management
Loans
Risk Assessment
Financial Institutions
Credit Risk
Management
Financial Analysis
Due Diligence
Cash Management
Business Process
Credit
Strategy
Operational Risk Management
Sarbanes Oxley
Sarbanes Oxley Act
Retail Banking
Coso
Basel Ii
Budgets
Software Documentation
Aml
Fraud
Commercial Banking
Kyc
Financial Audits
External Audit
It Audit
Sox 404
Sas70
Assurance
Bank Secrecy Act
Coso Framework
Ofac
Audit Committee
Anti Money Laundering
Leadership

FAQs about Robert Estela

What is the profession of Robert Estela?

This professional's job is Audit Consultant

What jobs is Robert Estela a professional at?

The expert is proficient at Counselor jobs.

Where is Robert Estela currently located?

The professional is located in Commack, New York.

How many companies did Robert Estela work at?

The professional worked at seven jobs.

Where has Robert Estela studied?

Robert studied at the Baruch College from 1992 to 1998.

Are there any professional certifications Robert Estela has?

This professional received the following certifications: Six Sigma Greenbelt, Certified Information Systems Auditor, Bank of America, Isaca New York Metropolitan Chapter, License 15126932, and License 15126932.

What languages does Robert Estela speak?

Robert Estela speaks English.

What is professional industry that Robert Estela worked in?

Robert works in Banking industry.
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