Pierre Wheeler

Compliance Manager

Name variants:
Pierre Wheeler
Last updated Jun 13, 2024

Contact Information

Last Update
Jul 1, 2022
Email
pw**@yahoo.com
Location
Dana Point, CA

Workplace

First Direct Lending
Licensing and Compliance Analyst

Industry

Financial Services

Work History

Licensing and Compliance Analyst

Irvine, CA
Manage and maintain all nationwide corporate licensing, renewals, new applications, updates and amendments through the NMLS. Research regulatory state specific licensing requirements to meet...
Mar 2015 — Sep 2015

Compliance Manager

15615 Alton Pkwy, Irvine, CA 92618
from Sep 2015

Senior Compliance Analyst

1 City Blvd west SUITE 1900, Orange, CA 92868
Developed and Implemented Kondaur’s Origination and Servicing compliance management programs. Request information for state examination by interacting with various business units. Interact w...
Dec 1, 2013 — Mar 1, 2015

Vendor Site Auditor

Aliso Viejo, CA
Developed and Implemented the Supply Chain / Vendor Management audit program. Reviewed vendor performance against the servicing agreement to ensure vendor compliance with Service Level Agr...
Feb 1, 2013 — Oct 1, 2013

Senior Compliance Analyst

Reviewed borrower's complaints submitted to the Office of Comptroller of Currency (OCC) to identify loans where the servicer non-compliance resulted in borrower’s financial hardship. Reviewe...
Jan 1, 2012 — Jan 1, 2013

Senior Compliance Team Lead

Atlanta, GA
Supervised about 10-15 associates. Managed daily workflow to ensure auditors stayed within productivity standards. Improved daily productivity by 33%. Developed Process Controls based on...
Nov 1, 2007 — Dec 1, 2009

Final Settlement Auditor

Reconciled corporate advance overages and shortages and generated refunds to borrowers as necessary. Reviewed credit balances on active loans to ensure accurate disposition of funds. Main...
May 1, 2007 — Nov 1, 2007

Senior Compliance Analyst

Monitored department’s performance against servicing agreements to ensure departments compliance with SLA/contractual expectations. Improved daily processing within the loan and default serv...
Jun 1, 2004 — Mar 1, 2007

Senior Auditor

Supervised about 15-20 associates. Measured the quality of work and coached associates by providing regular feedback on performance. Improved quality within the department which exceeded ...
1999 — 2004

Manager

110 north Carpenter St, Chicago, IL 60607
1995 — 1999

Occupations

Executive
Compliance Manager
Analyst
Analysts

Skills

Loans
Credit
Quality Assurance
Finance
Auditing
Mortgage Servicing
Management
Default
Loss Mitigation
Banking
Loan Servicing
Software Documentation
Microsoft Excel
Financial Services
Risk Management
Insurance
Customer Service
Mortgage Lending
Vendor Management
Analysis
Process Improvement
Financial Analysis
Policy
Mortgage Banking
Compliance
Budgets
Access
Call Centers
Time Management
Fha
Loan Modifications
Underwriting
Financial Risk
Bankruptcy
Loan Origination
Residential Mortgages
Due Diligence
Vendor Audit
Encompass
Fidelity/Msp/Cpi
Fiserv
Lps
Archer
Hmda
Credit Analysis
Refinance
Internal Audit
Asset Management
Leadership
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