Peter Santori has been working as a Executive Vice President, Chief Regulatory Officer and Ex-Chief Compliance Officer in Chicago Stock Exchange since 2012. Moreover, the person has professional experience at more than three companies in the relevant field. Peter has a total work experience of 24+ years. Peter Santori studied at the Georgetown University to 1997. Today this expert lives in Gaithersburg, Maryland region. Find this expert's current email address and number through our search.
Name variants:
Petr Santori,
Pete Santori,
Petie Santori,
Petey Santori
Last updated Jun 12, 2024
Contact Information
Last Update
Jul 12, 2022
Email
ps**@chx.com, p4**@hotmail.com
Location
Gaithersburg, MD
Company
Workplace
Executive Vice President, Chief Regulatory Officer and Ex-Chief Compliance Officer
Industry
Financial Services
Colleagues
Work History
Executive Vice President, Chief Regulatory Officer and Ex-Chief Compliance Officer
440 south La Salle St, Chicago, IL 60605
Sep 2012 — Dec 2017
Chief Counsel, Market Regulation Department
at thinkorswim Group Inc. in 2008 and 2009
Oct 1994 — Sep 2012
Senior Vice President and Chief Legal Officer
New York, NY
Appointed in May 2008, Pete provided oversight, guidance and direction regarding all legal, compliance and regulatory matters for the thinkorswim Group Inc. and its subsidiaries, including I...
2008 — 2009
Education
1993 — 1997
upto
1989 — 1993
1990 — 1993
1985 — 1989
Occupations
Accountant
Finance and Accounting Specialist
Lawyer
Executive
Executive Vice President
Compliance Officer
Bank Examiner
Director of Quality Control
Accounting Bookkeeper
Bookkeeper
Vice President
Chief Executive
Financial Compliance Examiner
Auditor
Compliance Manager
Skills
Finra
Securities
Securities Regulation
Capital Markets
Sec
Trading
Equities
Options
Financial Regulation
Broker Dealer
Equity Trading
Market Regulation
Hedge Funds
Fixed Income
Financial Services
Alternative Investments
Market Structure
Equity Capital Markets
Investments
Series 7
Nasd
Trading Systems
Regulations
Aml
Electronic Trading
U.s. Securities and Exchange Commission