Peggy Nystrom is a eficient expert, that works in Colliers International as a Senior Compliance Officer since 2020. Peggy Nystrom gained professional experience in more than 13 positions at different companies. Peggy Nystrom went to the Marquette Senior High School and was studying. Edina, Minnesota is the city, where this person was lastly known to be located. The professional's phone number and email can be easily accessed through SoftwareOfficial on demand.
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Peg Nystrom
Last updated Jun 13, 2024
Contact Information
Last Update
Jul 11, 2022
Email
pn**@thinkequity.com
Location
Edina, MN
Company
Workplace
Colleagues
Work History
Operations Manager
920 Avenue south SUITE 700, Minneapolis, MN 08000
Peggy serves as Lake Street Capital Markets Trading Operations Manager. Peggy has been in the financial industry for over 20 years. Prior to joining Lake Street, Peggy was the Trading Operat...
from Dec 2012
Vice President and Institutional Trading Operations Manager
Responsible for the overall efficiency of the firm’s Trading Operations, including new accounts, trade
comparison and allocations, settlements, resolution of trade errors and problems.
Pe...
Aug 2002 — Dec 2012
Trading Surveillance Associate
Developed and maintained surveillance procedures for the PCG/Agency/Operations Division of DRW.
Jan 2000 — Jan 2001
Manager of Branch Oversight
Ensured compliance with the firm’s responsibility to supervise the activities of its Branch Office
Managers as they pertain to the managers’ regulatory responsibilities to both their clien...
Jan 1995 — Jan 2001
Trading Operations Compliance Specialist
Identified and resolved compliance issues regarding billing, confirms, etc.
Jan 1999 — Jan 2000
Wire Operator and New Accounts Coordinator
Transmitted all investment orders quickly and accurately from the branch to the various exchanges.
Jan 1995 — Jan 1997
Wire Operator
420 Montgomery St, San Francisco, CA 94129
Transmitted and received, via an on-line network terminal, all investment orders, reports and messages, quickly and accurately from the branch to the various security and commodity exchanges.
Jan 1994 — Jan 1995
Wire Operator and New Accounts Coordinator
1585 Broadway, New York, NY 10003
Entered all investment orders (stocks, bonds, mutual funds, options and commodities) to the various exchanges efficiently.
Jan 1989 — Jan 1994
Senior Compliance Analyst
90 south 7Th St, Minneapolis, MN 55402
Founded in 1977, Dougherty & Company is a full-service investment bank and brokerage firm that offers a wide array of products and services to individuals and institutional investors nationw...
Occupations
Compliance Officer
Accountant
Bank Examiner
Executive
Director of Quality Control
Finance and Accounting Specialist
Operations Manager
Director of Operations
Financial Compliance Examiner
Auditor
Compliance Manager
Accounting Bookkeeper
Bookkeeper
Skills
Capital Markets
Trading
Investments
Series 7
Series 63
Trading Systems
Financial Services
Securities
Finra
Equities
Series 24
Bloomberg
Options
Mutual Funds
Hedge Funds
Series 8
Series 55