Paul Caulfield is a highly qualified professional, that works in Fordham Law School as a Adjunct Professor since 2019. Paul Caulfield gained professional experience in more than 13 positions at different companies. Paul Caulfield went to the The Catholic University of America, Columbus School of Law and got education there from 1998 to 2001. This person has the following qualifications: Series 7, 24 and 66 Securities Licenses, Bar Membership, and Federal Bar Membership. New York, New York is the area, where this professional was lastly known to be located. The professional's email address and number can be easily accessed through SoftwareOfficial on demand.
Name variants:
Pauly Caulfield,
Pablo Caulfield
Last updated Jun 12, 2024
Contact Information
Last Update
Jul 5, 2022
Email
jp**@gmail.com, pc**@idbny.com
Location
New York, NY
Company
Workplace
Colleagues
Work History
Adjunct Professor
Coursework on Anti-Money Laundering laws, effective compliance risk management and regulatory and innovation trends including digital identity, blockchain, information sharing, cryptocurrenc...
from 2019
Cro and Chief Information Security Officer
New York
In building Information & Cyber Security Program, served as interim CISO while also restructuring Risk Management Division.
Dec 2017 — Jun 2018
Executive Vice President and Chief Compliance Officer
New York
Oversaw enterprise compliance for this $10Bn international PWM and commercial bank and broker-dealer with clients throughout U.S., Latin America and Israel; enhanced CMS (particularly Compli...
Mar 1, 2015 — Mar 2018
Chief Risk Officer
New York
Member of Executive Management and driving the bank's five year strategy to address near term technological and banking opportunities throughout the U.S., Latin America and Israel. Responsib...
from Aug 2017
Director, Head of Compliance, U.s Citi Commercial Bank
388 Greenwich St, New York, NY 10013
Responsible for non-AML regulatory compliance for Citi's U.S. Commercial Bank. Coordinated Dodd Frank implementation for all U.S. lines of business. Co-head of Citi Compliance’s pilot mentor...
Nov 2012 — Mar 2015
Co-Founder, Shareholder
Patent Co-Inventor: Methods to Access, Share and Analyze Information Related to Fraud, Money Laundering, Sanctions Evasion, Terrorist Financing and Other Specified Unlawful Activities
Pub....
Jun 2010 — May 2012
Deputy Chief Compliance Officer and Bsa Officer
New York
Overhauled international private and commercial bank's KYC compliance program and exited two year AML C&D. As direct report to CCO, built enterprise-wide AML/KYC framework, incorporated anti...
2007 — 2012
Attorney and Business Counsel
Founded alternative legal services firm and was featured for business strategy in The National Law Journal, New York Law Journal, Legal Intelligencer, Long Island Business News and Law.com. ...
2005 — 2007
Director, Financial Intelligence and Counsel
Direct report to president, former head of global operations for the Central Intelligence Agency. Oversaw sensitive, international financial investigations, due diligence and crisis manageme...
2004 — 2006
Assistant District Attorney
1 Hogan Pl, New York, NY 10013
As a Manhattan Assistant District Attorney, Paul investigated and prosecuted street and white collar crimes including international investment fraud, large scale identity theft rings, employ...
2001 — 2004
Education
1992 — 1996
Occupations
Professor
Associate Professor
Accountant
Finance and Accounting Specialist
Executive
Chief Information Security Officer
Chief Revenue Officer
Security
Information Technology Director
Lecturer
Postsecondary Teacher
Accounting Bookkeeper
Bookkeeper
Chief Information Officer
Chief Executive
IT Manager
Skills
Strategy
Anti Money Laundering
Corporate Governance
Management
Risk Management
Bank Secrecy Act
Enterprise Risk Management
Fcpa
Ofac
Corporate Finance
Business Strategy
Securities Regulation
Operational Risk Management
Private Equity
Private Banking
Crisis Management
Public Speaking
Spanish
Financial Regulation
Operational Streamlining
Strategy Execution
Cybersecurity
Information Security
Privacy
Network Security
Disaster Recovery
Business Process Improvement
Blockchain
Leadership
Business Efficiency
Technology
Latin America
Glba
Anti Fraud
Facta
Data Privacy
General Data Protection Regulation
Model Risk
Data Integrity
Cybersecurity Incident Response
Cryptocurrency
Israel
Talent Development
Execution
Cross Functional Team Leadership
Change Management
Auditing
Securities
Due Diligence
Fraud
Aml
Financial Services
Banking
Cash Management
Private Investigations
Finra
Finance
Legal Writing
Credit
Operational Risk
Internal Audit
Kyc
Government
Teaching