Nita Kay Richardson is a high-level expert, that works in Wells Fargo main office of which is in 1096. on the position of Recovery and Resolution Planning Governance Manager from 2017. This person gained professional experience in more than nine positions at different companies. Nita Kay Richardson went to the Case Western Reserve University School of Law and received education there from 1991 to 1994. This professional has these qualifications: Certified Regulatory Compliance Manager (Crcm), Series 7 General Securities Representative License, and Series 24 General Securities Principal License. Cleveland, Ohio is the city, where this professional was known to be settled. Nita Kay Richardson's email address and number are accessed through SoftwareOfficial on demand.
Name variants:
Anita Richardson,
Juanita Richardson
Last updated Jun 11, 2024
Contact Information
Last Update
Jul 11, 2022
Email
ni**@bankofamerica.com, ni**@gmail.com
Location
Cleveland, OH
Company
Wells Fargo
Workplace
Recovery and Resolution Planning Governance Manager
Work History
Recovery and Resolution Planning Governance Manager
420 Montgomery St, San Francisco, CA 94129
Enhanced and executed governance routines supporting recovery and resolution planning, including comprehensive administration of the management-level governance committee and its subcommitte...
Feb 2017 — Apr 2019
Director and Wholesale Compliance Manager
420 Montgomery St, San Francisco, CA 94129
Responsible for Wholesale Banking sales practices compliance and for incentive compensation plan review and challenge.
from Apr 2019
Corporate Finance Regulatory Risk and Compliance
420 Montgomery St, San Francisco, CA 94129
Wells Fargo Securities delivers a comprehensive set of capital markets products and services to customers, including originating and distributing public debt and equity, hedging interest rat...
May 2015 — Jan 2017
Vice President - Compliance Risk Management - Regulatory Change Management Enterprise Program Manager
127 Public Sq, Cleveland, OH 44114
2012 — 2015
Vice President - Senior Compliance Manager - Consumer Complaints Enterprise Program Manager
100 north Tryon St, Charlotte, NC 28202
2010 — 2012
Vice President - Global Wealth and Investment Management Compliance Manager
2006 — 2010
Education
1991 — 1994
1987 — 1991
Occupations
Executive
Compliance Manager
Director
Manager
Artist
Model
Accountant
Finance and Accounting Specialist
Operations Manager
Accounting Bookkeeper
Bookkeeper
Skills
Securities
Litigation
Civil Litigation
Legal Compliance
Securities Regulation
Enterprise Risk Management
Regulatory Compliance
Financial Services
Enterprise Compliance Program Management
Operational Risk Management