Nicholas F Gaffney is a eficient professional, who works in Nomura on the position of Executive Director; Deputy Aml Compliance Officer from 2016. Nicholas has earned professional experience in more than four positions at different companies. Nicholas F Gaffney went to the Brooklyn Law School and was studying there. New York, New York is the area, where this expert was known to live. Nicholas's contacts can be easily accessed through this website on demand.
Name variants:
Nicolas Gaffney,
Nickolas Gaffney,
Nikolas Gaffney,
Nick Gaffney,
Nicky Gaffney,
Nicol Gaffney,
Cole Gaffney,
Colin Gaffney,
Claus Gaffney,
Klaus Gaffney
Last updated Jun 10, 2024
Contact Information
Last Update
Jul 8, 2022
Email
ni**@gmail.com
Location
New York, NY
Company
Nomura
Workplace
Executive Director; Deputy Aml Compliance Officer
Work History
Executive Director; Deputy Aml Compliance Officer
Provide guidance to key stakeholders, including global markets and investment banking, on financial crimes compliance and AML-related requirements, specifically BSA, USA Patriot Act, anti-br...
from Apr 2016
Vice President, Investment Banking and Research Compliance
Advised Investment Banking, Capital Markets and Research on compliance risks, and controls needed to meet regulatory requirements. Counseled IB on new business initiatives, AML/KYC issues, r...
Oct 2014 — Apr 2016
Manager, Legal and Compliance Division
1585 Broadway, New York, NY 10003
Public Company
10,001+ employees
MS
Financial Services industry
Jun 2011 — Sep 2014
Associate
10 east 40Th St, New York, NY 10016
Partnership
11-50 employees
Law Practice industry
Sep 2006 — Jun 2011
Education
Occupations
Executive
Chief Executive Officer
Compliance Officer
Accountant
Bank Examiner
Director of Quality Control
Artist
Model
Finance and Accounting Specialist
Vice President
Analyst
Corporate Executive
Chief Executive
Financial Compliance Examiner
Auditor
Compliance Manager
Accounting Bookkeeper
Bookkeeper
Analysts
Skills
Corporate Law
Litigation
Corporate Governance
Legal Research
Securities
Capital Markets
Commercial Litigation
Legal Writing
Equities
Due Diligence
Financial Services
Regulatory Compliance
Anti Money Laundering
Employment Law
Securities Regulation
Policies and Procedures
Investment Banking
Civil Litigation
Private Placements
Commodity Markets
Equity Research
Legal Compliance
Ipo
Corporate Finance
Mergers and Acquisitions
FAQs about Nicholas F Gaffney
What's the main profession of Nicholas F Gaffney?
This professional's job is Brooklyn Law School
What are the main profession of Nicholas?
These person's professions are Executive and Chief Executive Officer
Where does Nicholas F Gaffney live?
New York, New York is the place where Nicholas F Gaffney currently lives
Does Nicholas F Gaffney have the email address?
ni**@gmail.com is Nicholas F Gaffney's email address.
How many companies did Nicholas F Gaffney work at?
The professional worked at four jobs.
What education does Nicholas F Gaffney have?
Nicholas studied at the Brooklyn Law School.
What is professional industry that Nicholas F Gaffney is connected to?
This person works in Financial Services industry.
What are special skills of Nicholas F Gaffney?
This professional has the following skills: Corporate Law, Litigation, Corporate Governance, Legal Research, Securities, Capital Markets, Commercial Litigation, Legal Writing, Equities, and Due Diligence.