We found the following information about Michael Nielsen at Portigon AG, where Michael has worked as a Associate Director since 2012. Michael's total work experience is over 19 years, during which time the professional had at least six jobs at different places to develop skills. Michael studied at the SUNY Farmingdale from 1989 to 1991. This professional received the following certifications: License Comp001020669503, License N/A, and Comptia Security Ce. Michael Nielsen is skilled in German. Michael currently lives in Denver, Colorado. You can contact with Michael by looking for phone number or email address or find full information by requesting access to Michael's further details from SoftwareOfficial.
Name variants:
Mikael Nielsen,
Mychael Nielsen,
Mike Nielsen,
Mikey Nielsen,
Mick Nielsen,
Mickey Nielsen,
Micky Nielsen,
Michl Nielsen,
Mischa Nielsen
Last updated Jun 08, 2024
Contact Information
Last Update
Jul 3, 2022
Email
je**@aol.com, mi**@morganstanley.com
Location
Denver, CO
Company
Workplace
Associate Director
New York, NY
Industry
Business Services, Nec, Nsk, Nonclassifiable Establishments
Colleagues
Work History
WestLB AG
New York, New York
I handle all aspects of Compliance. Retail trading to Instutional Trading. FINRA and SEC audits. Trading desk supervision. NYSE trading floor supervisor. Employee policy and ethics train...
Jan 2009 — Jul 2012
Compliance Associate
New York, New York
I supervised over 150 FINRA registered reps on the NYSE floor. Approving new customer applications. policy, procedure and regulatory training. AML monitoring. Email, IM monitoring. Trad...
Aug 2001 — Jun 2007
NYSE Trading Floor Brokers Assistant
Handled all trade orders from institutional, retail and wealth management customers. Assisted , organized and distibuted trade orders for NYSE floor brokers. Point of contact for LaBranche...
Jan 2001 — Aug 2004
Education
Occupations
Executive
Vice President
Manager
Deputy Director
Accountant
Finance and Accounting Specialist
Sales Specialist
Floor Manager
Chief Executive
Operations Manager
Deputy Manager
Accounting Bookkeeper
Bookkeeper
Retail Sales Manager
Sales Manager
Skills
Comptia Network+ Certified
Comptia Security+ Certified
Ibm Mainframe
Programming
Troubleshooting
Unix
Security
Racf
Management
Mvs
Computer Security
Rexx
Information Security
Jcl
Compliance
Experienced Trainer
Customer Service
Microsoft Excel
Microsoft Office
Active Directory
Financial Services
Finra
Trading
Anti Money Laundering
Financial Risk
Banking
Risk Management
Aml
Securities
Wealth Management
Series 7
Equities
Mutual Funds
Portfolio Management
Series 63
Investments
Etfs
Due Diligence
Training
Criminal Investigations
Series 24
Series 65
FAQs about Michael Nielsen
What's the profession of Michael Nielsen?
This professional's job is Vice President and Kyc Manager
What jobs is Michael a professional at?
Michael Nielsen is a professional Executive and Vice President jobs.
Where is Michael Nielsen located?
Michael Nielsen is located in Denver, Colorado.
Does the expert have the email address?
je**@aol.com and mi**@morganstanley.com is Michael's email address.
How many companies did Michael Nielsen work at?
Michael Nielsen worked at six jobs.
Where has Michael Nielsen studied?
Michael studied at the SUNY Farmingdale from 1989 to 1991.
Are there any professional certifications Michael Nielsen has?
This professional received the following certifications: License Comp001020669503, License N/A, Comptia Security Ce, Comptia Network Ce, and Dale Carnegie Course.
What languages does Michael Nielsen speak?
Michael Nielsen speaks German.