Michael Leeming is a qualified expert, that works in Northwestern Mutual main office of which is in 149. as a Senior Trading Specialist since 2020. This expert gained professional experience in more than 11 positions at different companies. Michael Leeming went to the Ramapo College of New Jersey and received education there from 1984 to 1989. New York, New York is the city, where this professional was known to be living. Michael's phone and email are easily accessed through this website on demand.
Name variants:
Mikael Leeming,
Mychael Leeming,
Mike Leeming,
Mikey Leeming,
Mick Leeming,
Mickey Leeming,
Micky Leeming,
Michl Leeming,
Mischa Leeming
Last updated Jun 05, 2024
Contact Information
Workplace
Senior Trading Specialist
Milwaukee, WI
Industry
Financial Services, Insurance Agent/Broker, Financial Advisor, Insurance Companies, Security Brokers, Dealers, and
Colleagues
Work History
Senior Trading Specialist
720 east Wisconsin Ave, Milwaukee, WI 53202
Mar 2020 — May 2020
Vice President Option Trading
1 Pershing Plz, Jersey City, NJ
I utilized years of trading experience and market place expertise to manage our firm's end-to-end option workflow. With a client portfolio of more than 500 independent broker-dealers, I mana...
Mar 2010 — May 2019
Margin Principal
Generated daily reports
Monitored every customer account for margin compliance
Policed financial advisors with regards to commission abuse and churning
Fixed restricted accounts for miss...
May 2009 — Jul 2009
Compliance Principal
Using known and emerging fraud typologies, I investigated and escalated suspicious activity including naked option positions and large equity concentrations, creating suspicious activity rep...
2009 — 2009
Senior Registered Client Associate
New York, NY
Provided dedicated administrative sales support to five separate financial advisors
Prospected clients for new product and service offerings
Placed unsolicited orders for designated clien...
May 2008 — Feb 2009
Senior Registered Client Service Associate
New York, NY
I provided sales support to five registered investment advisors (RIAs) with significant assets under management. These support duties included placing equity and option orders, opening new a...
2008 — 2009
Help Desk Trader and Retail Broker
Traded equity, mutual funds, and options for over 200 individual investment advisors
Serviced help calls for an online retail base of 25,000 customers
Brokered all international firm acco...
Jul 2007 — Apr 2008
Help Desk Trader and Retail Broker
In this role, I owned two major lines of responsibility. As a trader and retail broker, I executed thousands of equities, options, and mutual funds transactions for more than 200 registered ...
2007 — 2008
Head Institutional Equity Exchange Floor Liaison and Back Office Manager
Purchased and sold upward of $50,000,000 worth of equities daily
Serviced over 20 institutional customers ( JPM, Morgan Stanley, UBS, Deutsche Bank. etc.)
Solved daily and past-date trade...
Jan 1997 — Jun 2007
Equity Market Maker and Back Office Manager
Made markets to both retail and institutional investors in all NYSE stocks
Trained the firm's back office personnel and mentored junior traders
Regulated firm risk and enforced compliance...
Mar 1995 — Jan 1997
Phone Clerk
Executed hedging strategies of various sizes for the firm's option customers
Developed marketing strategies to generate supplemental firm income
Helped traders rectify stock execution tra...
Apr 1994 — Mar 1995
Education
Occupations
Professor
School Principal
Executive
Vice President
Accountant
Finance and Accounting Specialist
Supporting Member
Sales Specialist
Sales Support
Chief Administrative Officer
School Administrator
Educational Manager
Chief Executive
Accounting Bookkeeper
Bookkeeper
Team Member
Services Professional
Sales Representative
Skills
Options
Trading Systems
Electronic Trading
Investments
Series 7
Equities
Risk Management
Equity Trading
Derivatives
Securities
Trading
Financial Services
Mutual Funds
Hedge Funds
Trading Strategies
Etfs
FAQs about Michael Leeming
What is the profession of Michael Leeming?
This professional's job is Senior Trading Specialist
What are the profession of The expert?
These person's professions are Professor and School Principal
Where does Michael Leeming live?
The expert currently lives in New York, New York.
What is the expert's email?
The expert's email is le**@gmail.com.
Where did Michael Leeming work?
Michael Leeming worked at Northwestern Mutual, Pershing, A Bny Mellon Company.
Where has Michael Leeming studied?
Michael studied at the Ramapo College of New Jersey from 1984 to 1989.
What languages does Michael Leeming speak?
Michael Leeming speaks English and Spanish.
Are there any professional industries, that Michael Leeming works in?
Michael works in Financial Services industry.