Mazi Bahadori

Chief Compliance Officer and Vice President of Securities

Mazi Bahadori is a eficient professional, who works in Altruist main office of which is in 2. as a Chief Compliance Officer and Vice President of Securities from 2019. This expert has earned professional experience in more than 14 positions at different companies. Mazi Bahadori went to the Chapman University and got education there from 2006 to 2009. Mazi has these qualifications: Series 7, Series 66, and Series 31. Los Angeles, California is the area, where this person was lastly known to be located. This person's e-mail and phone can be accessed through this website by request.
Name variants:
Mazi Bahadori
Last updated May 24, 2024

Contact Information

Last Update
Jul 13, 2022
Email
ma**@gmail.com
Location
Los Angeles, CA
Company
Altruist

Workplace

Chief Compliance Officer and Vice President of Securities

Work History

Chief Compliance Officer and Vice President of Securities

1621 Abbot Kinney Blvd, Los Angeles, CA
from Jan 2019

Chief Compliance Officer

Jun 2018 — Jan 2019

Chief Compliance Officer and Director of Operations

4551 Glencoe Ave, Marina Del Rey, CA 90292
Sep 2016 — Jun 2018

Chief Compliance Officer

CCO for U.S. entities regulated by SEC, NFA, CFTC, and FINRA. CF10/11 for UK regulated entities. Managed compliance program for hedge funds, private equity funds, UCITS, AIFs, real estate fu...
May 2016 — Sep 2016

Vice President

650 Newport Center Dr, Newport Beach, CA 92660
Vice President and Compliance Officer focussing on regulatory compliance matters in EMEA. Joined PIMCO in the Newport Beach office in March 2011. Relocated to the London office in October 20...
Mar 2011 — Apr 2016

Chairman, Investment Advisory Commission

200 Civic Ctr, Mission Viejo, CA 92691
Oversaw the implementation of the City's investment programs, assuring the consistency of these programs with City and agency investment policies and recommending changes to the investment p...
Jan 2011 — Aug 2012

Investment Advisor

1585 Broadway, New York, NY 10003
Provided brokerage and investment advisory services to individuals and small to medium size institutional clients. Ranked in the top ten percent of advisors in hiring class for net new asset...
Jan 2010 — Mar 2011

Summer Associate

Norcross, GA
Supported litigation and transactional groups. Drafted memos regarding corporate and financial services transactional law. Drafted successful pleadings which resulted in a client victory in ...
May 2009 — Jul 2009

Research Assistant

2 Park Plz SUITE 100, Irvine, CA 92614
Supported government affairs and economic research staff. Produced quantitative modeling reports for initiatives promoting economic development and infrastructure investment.
Dec 2008 — May 2009

Summer Associate

200 West St, New York, NY 10006
Assisted in identifying and monitoring federal and international legislative and regulatory issues affecting the interests of Goldman Sachs and its clients.
May 2008 — Aug 2008

Law Clerk

Prepared daily oral briefs and written memos for associate, deputy and special counsels to the President. Aided associate and clearance counsels during judicial nominations and presidential ...
May 2007 — Aug 2007

Intern

Attended committee meetings and wrote briefs on issues concerning financial services, immigration, transportation, and infrastructure. Served as constituent liaison for Congressmen Miller.
Sep 2005 — Jun 2006

Business Technology Journalist

Wrote articles about the technology industry. Articles syndicated on the PR Newswire and the Associated Press. Wrote for an audience of 12 million monthly subscribers. Feature writer for pri...
Mar 2004 — Feb 2006

Founder, Editor-In-Chief

Founded company and responsible for overseeing daily operations. Managed staff of eleven. Achieved website traffic of 900,000 visitors each month. Negotiated merger with Triad Commerce Group...
Aug 1999 — Aug 2004

Education

Occupations

Executive
Director of Quality Control
Vice President
Compliance Manager
Chief Executive

Skills

Series 7
Series 66

FAQs about Mazi Bahadori

What's the main profession of Mazi Bahadori?

This professional's job is Chief Compliance Officer and Vice President of Securities

What are the main profession of The professional?

These person's professions are Executive and Director of Quality Control

Where is Mazi Bahadori currently located?

Mazi Bahadori is located in Los Angeles, California.

What is the expert's email?

Mazi Bahadori's email is ma**@gmail.com.

Where did Mazi Bahadori work?

This person worked at Altruist, Swell Investing.

Where has Mazi Bahadori studied?

Mazi studied at the Chapman University from 2006 to 2009.

What are the certifications of Mazi Bahadori?

This professional received the following certifications: Series 7, Series 66, Series 31, Private Pilot License, Series 24, Financial Industry Regulatory Authority (Finra), and Federal Aviation Administration - Faa.

What languages does Mazi Bahadori speak?

Mazi Bahadori speaks English and Persian.
Login