Matthew Allen Hamilton
Senior Vice President Ira and Investment Services
Matthew Allen Hamilton is a skilled expert, working in Credit Union Investment Services as a VP Investment Compliance from 2007. Matthew Allen Hamilton has earned professional experience in more than five positions at various companies. Matthew Allen Hamilton went to the University of North Carolina at Chapel Hill and got education from 1998 to 2002. Matthew Allen Hamilton has these qualifications: Certified Financial Planner™ Professional, Series 7, and Series 24. Raleigh, North Carolina is the city, where the professional was known to settle. Their phone number and email are accessed through this website by request.
Name variants:
Mathew Hamilton,
Matthieu Hamilton,
Matt Hamilton,
Mat Hamilton,
Matty Hamilton,
Mattie Hamilton
Last updated Jun 07, 2024
Contact Information
Last Update
Jul 8, 2022
Email
ma**@ncsecu.org
Location
Raleigh, NC
Company
Credit Union Investment Services
Workplace
VP Investment Compliance
Work History
VP Investment Compliance
Raleigh-Durham, North Carolina Area
Responsible for regulatory audits (NC and SEC)
Write/update Policies and Procedures
General supervision of the investment adviser
from Oct 2007
VP Investment Compliance
Raleigh-Durham, North Carolina Area
Supervise activities of NC registered investment adviser and FINRA registered broker-dealer
from Jan 2007
VP Investment Compliance
Raleigh-Durham, North Carolina Area
Responsible for regulatory exams ( FINRA and SEC) and annual review of broker-dealer
Write/Update Written Supervisory Procedures
General supervision of broker-dealer
from Jan 2007
Education
1998 — 2002
Occupations
Executive
Senior Vice President
Vice President
Counselor
Accountant
Finance and Accounting Specialist
Chief Executive
Advisor
Accounting Bookkeeper
Bookkeeper
Skills
Finra
Investments
Sec
Aml
Mortgage Lending
Consumer Lending
Series 63
Credit
Credit Analysis
Loans
Mutual Funds
Financial Services
Investment Advisory
Series 7
Iras
Microsoft Excel
Series 6
Securities
Series 24
Access
Anti Money Laundering
Compliance
Ira's
Ira Rollovers
Sec Reporting
Sec Compliance
Securities Regulation
Excel
Retirement Savings
Pershing
Netx360
Global Relay
Business Continuity
FAQs about Matthew Allen Hamilton
What is the main profession of Matthew Allen Hamilton?
The expert is a Senior Vice President Ira and Investment Services.
What are the main profession of This professional?
These person's professions are Executive and Senior Vice President
Where does Matthew Allen Hamilton live?
The expert lives in Raleigh, North Carolina.
Does Matthew have the email address?
ma**@ncsecu.org is Matthew Allen Hamilton's email address.
Where did Matthew Allen Hamilton work?
This person worked at Credit Union Investment Services, SECU.
What education does Matthew Allen Hamilton have?
Matthew studied at the University of North Carolina at Chapel Hill from 1998 to 2002.
What are the certifications of Matthew Allen Hamilton?
Matthew Allen Hamilton received the following certifications: Certified Financial Planner™ Professional, Series 7, Series 24, Series 65, Series 63, Series 53, Nc Life and Health, Nc Personal Lines, and Atfa.
What languages does Matthew Allen Hamilton speak?
Matthew Allen Hamilton speaks English.