Liza Orr

Liza Orr

Principal Legal Counsel

Liza Orr is a high-level expert, working in Equity Advisor Solutions, LLC main office of which is in 3. on the position of Vice President & General Counsel since 2011. This expert has earned professional experience in more than seven positions at different companies. Liza Orr went to the The Catholic University of America, Columbus School of Law and got education from 1997 to 2000. Denver, Colorado is the city, where this professional was known to be living. This person's phone number and email are accessed through SoftwareOfficial by request.
Name variants:
Elizabeth Orr
Last updated Jun 04, 2024

Contact Information

Last Update
Jul 9, 2022
Email
or**@yahoo.com, li**@alpsinc.com
Location
Denver, CO
Company
Equity Advisor Solutions, LLC.

Workplace

Vice President & General Counsel

Work History

Vice President & General Counsel

Denver, Colorado
from Dec 2011

Owner

Denver, CO
from Aug 2011

Assistant General Counsel

Provide legal advice and analysis regarding banking, investment adviser, investment company and broker-dealer regulation and compliance, including related issues affecting the securities act...
May 2006 — Aug 2011

Special Counsel

Researched and drafted legal memoranda, legislation, SRO rulemaking documents, no-action letters and interpretative guidance regarding complex interpretations of Regulation SHO, Regulation M...
Sep 2003 — Apr 2006

Associate

Investment Management and Broker-Dealer Regulation & Compliance. Drafted and reviewed private placement memoranda and offering documents with respect to non-public offerings made by priv...
Feb 2002 — Aug 2003

Associate

Investment Management Practice Group. Drafted and reviewed mutual fund registration statements, reorganization documents, proxy statements and board materials. Prepared exemptive application...
Sep 2000 — Feb 2002

Legal Intern; Student Observer Program; Law Clerk

1999-2000: National Association of Securities Dealers (now known as the Financial Industry Regulatory Authority), Legal Intern, General Counsel's Office. U.S. Securities and Exchange Commiss...
1999 — 2000

Occupations

Lawyer
Legal Counsel
Professor
School Principal
Executive
Vice President
General Counsel
Law Specialist
Owner
School Administrator
Educational Manager
Chief Executive
Of Counsel
Lawyer

Skills

Financial Advisory
Mutual Funds
Private Placements
Trading
Banking Law
Financial Services
Finra
401K
Securities Litigation
Banking
Litigation
Investments
Securities Regulation
Analysis
Securities
Retirement Planning
Aml
Hedge Funds
Internal Investigations
Investment Management

FAQs about Liza Orr

What's the profession of Liza Orr?

This professional's job is Principal Legal Counsel

What are the main profession of Liza?

These person's professions are Lawyer and Legal Counsel

Where does Liza Orr live?

They currently lives in Denver, Colorado.

What is the expert's email?

Liza's email is or**@yahoo.com and li**@alpsinc.com.

Where did Liza Orr work?

Liza Orr worked at Equity Advisor Solutions, LLC., clasor llc.

What education does Liza Orr have?

Liza studied at the Catholic University of America, Columbus School of Law from 1997 to 2000.

Are there any industries Liza Orr works in?

This person works in Law Practice industry.

Are there any professional skills, that Liza Orr has?

Liza has such skills as Financial Advisory, Mutual Funds, Private Placements, Trading, Banking Law, Financial Services, Finra, 401K, Securities Litigation, Banking, and Litigation.
Login