Len Patti is a eficient expert, who works in Mcap on the position of Chief Compliance Officer since 2018. This person gained professional experience in more than six positions at various companies. New York, New York is the city, where this person was lastly known to be living. Their email address and number can be accessed through this website on demand.
Name variants:
Leonard Patti
Last updated Jun 03, 2024
Contact Information
Last Update
Jul 4, 2022
Email
lp**@cantor.com
Location
New York, NY
Company
Mcap
Workplace
Chief Compliance Officer
Work History
Aml Compliance Officer
309 west 49Th St, New York, NY 10017
Oct 2015 — Aug 2018
Managing Director, Head of Capital Markets Supervision
499 Park Ave, New York, NY 10022
Managing Director, Head of Capital Markets Supervision
Jul 2009 — Aug 2015
Occupations
Executive
Director of Quality Control
Accountant
Finance and Accounting Specialist
Compliance Officer
Bank Examiner
Compliance Manager
Accounting Bookkeeper
Bookkeeper
Financial Compliance Examiner
Auditor
Skills
Securities
Finra
Equities
Capital Markets
Series 7
Equity Trading
Hedge Funds
Series 63
Series 24
Prime Brokerage
Fixed Income
Options
Trading Systems
Alternative Investments
Trading
Bloomberg
Aml
Derivatives
Asset Management
Sec
Investment Banking
Securities Regulation
Risk Management
Compliance
Bonds
Electronic Trading
Mutual Funds
Financial Services
Market Data
Equity Derivatives
Structured Products
Quality Auditing
Portfolio Management
Financial Markets
Securities Lending
Structured Finance
Sec Compliance
Compliance Management
Kyc
Ofac
Usa Patriot Act
Anti Money Laundering
Series 3
Series 4
Series 9
Series 10
Series 53
Series 55
Compliance Audits
FAQs about Len Patti
What's the main profession of Len Patti?
Len Patti is a Chief Compliance Officer.
What jobs is Len proficient at at?
Len is a professional Executive and Director of Quality Control jobs.
Where is Len Patti located?
The expert is currently located in New York, New York.
What is the expert's email?
Len Patti's email is lp**@cantor.com.
How many companies did Len Patti work at?
The professional worked at six jobs.
What is professional industry that Len Patti is connected to?
This professional works in Financial Services industry.
Are there any special skills, that Len Patti has?
Len has the following skills: Securities, Finra, Equities, Capital Markets, Series 7, Equity Trading, Hedge Funds, Series 63, Series 24, Prime Brokerage, Fixed Income, Options, and Trading Systems.